Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| VIP Financial Associates CRD: 282344 | - | 0 | 1 | - | Unknown |
| VIP Financial Companies, Inc. CRD: 18892 | - | 0 | 0 | A | INACTIVE |
| VIP Planners, Inc. CRD: 111946 | - | 0 | 2 | - | Unknown |
| VIP Waterstone LLC CRD: 318298 | - | 0 | 0 | - | Unknown |
| VIP Wealth Advisors CRD: 335528 | - | 0 | 1 | - | Unknown |
| Vipo Securities CRD: 6285 | - | 0 | 0 | A | INACTIVE |
| Virage Capital Management LP CRD: 167992 | - | 0 | 1 | - | Unknown |
| Viraj Capital, LLC CRD: 304730 | - | 0 | 2 | - | Unknown |
| Virentes Capital Management LLC CRD: 335602 | - | 0 | 1 | - | Unknown |
| Virescent Financial LLC CRD: 339464 | - | 0 | 1 | - | Unknown |
| Virgil Wealth Advisory CRD: 304882 | - | 0 | 2 | - | Unknown |
| Virginia Capital Management Group Inc CRD: 106392 | - | 0 | 0 | - | Unknown |
| Virginia Capital Strategies CRD: 150308 | - | 0 | 0 | - | Unknown |
| Virginia Estate and Retirement Planning Advisors, … CRD: 151510 | - | 0 | 1 | - | Unknown |
| Virginia Financial Innovation Corp. CRD: 167066 | - | 0 | 0 | - | Unknown |
| Virginia Global Asset Management, LLC CRD: 289012 | - | 0 | 2 | - | Unknown |
| Virginia Investment Advisory, Inc. CRD: 117121 | - | 0 | 3 | - | Unknown |
| Virginia Wealth Management Group, Inc. CRD: 311248 | - | 0 | 1 | - | Unknown |
| Virginia-Carolina Securities, Inc. CRD: 17997 | - | 0 | 0 | A | INACTIVE |
| Virgo Capital CRD: 163960 | - | 0 | 1 | - | Unknown |
| Virgo Digital Asset Management Inc. CRD: 335668 | - | 0 | 0 | - | Unknown |
| Virgo Investment Group LLC CRD: 157297 | - | 0 | 1 | - | Unknown |
| Virgo Investment Societas LLC CRD: 157300 | - | 0 | 0 | - | Unknown |
| Viridi Funds CRD: 314395 | - | 0 | 0 | - | Unknown |
| Viridian Asset Management Limited CRD: 334910 | - | 0 | 0 | - | Unknown |
| Viridian Capital CRD: 337301 | - | 0 | 1 | - | Unknown |
| Viridian RIA, LLC CRD: 171332 | - | 0 | 0 | - | Unknown |
| Viridian WAY LLC CRD: 335138 | - | 0 | 1 | - | Unknown |
| Viridis Capital Group, LLC CRD: 315718 | - | 0 | 1 | - | Unknown |
| Virji Investments, Inc. CRD: 137001 | - | 0 | 1 | - | Unknown |
| Virtera Partners LLC CRD: 308187 | - | 0 | 1 | - | Unknown |
| Virtu Alternet Securities LLC CRD: 47867 | - | 6 | 0 | D | INACTIVE |
| Virtu Americas LLC CRD: 149823 | NY | 75 | 8 | F | Active |
| Virtu Capital Partners LLC CRD: 316274 | - | 0 | 1 | - | Unknown |
| Virtu Execution Services LLC CRD: 152962 | - | 0 | 0 | A | INACTIVE |
| Virtu Financial BD LLC CRD: 148390 | - | 17 | 0 | F | INACTIVE |
| Virtu Financial Capital Markets LLC CRD: 45986 | - | 14 | 0 | D | INACTIVE |
| Virtu Financial Execution Services LLC CRD: 154358 | - | 0 | 0 | A | INACTIVE |
| Virtu ITG LLC CRD: 29299 | - | 40 | 0 | F | INACTIVE |
| Virtua Capital Management, LLC CRD: 289606 | - | 0 | 1 | - | Unknown |
| Virtual Investment Planning LLC CRD: 327136 | - | 0 | 2 | - | Unknown |
| Virtual TAX Planners CRD: 323082 | - | 0 | 1 | - | Unknown |
| Virtue Asset Management LLC CRD: 283438 | - | 0 | 1 | - | Unknown |
| Virtue Assets Ltd. CRD: 293308 | - | 0 | 0 | - | Unknown |
| Virtue Capital Management, LLC CRD: 167816 | - | 0 | 85 | - | Unknown |
| Virtue Ventures Management L.L.C. CRD: 324206 | - | 0 | 1 | - | Unknown |
| Virtue Wealth Counsel, LLC CRD: 298592 | - | 0 | 5 | - | Unknown |
| Virtue Wealth Management CRD: 341892 | - | 0 | 1 | - | Unknown |
| Virtuefi CRD: 293015 | - | 0 | 0 | - | Unknown |
| Virtuevian Ventures CRD: 291986 | - | 0 | 2 | - | Unknown |