Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Virtuoso Asset Management LLC CRD: 313782 | - | 0 | 0 | - | Unknown |
| Virtuoso Wealth Management CRD: 169518 | - | 0 | 1 | - | Unknown |
| Virtuous Financial Group, LLC. CRD: 287780 | - | 0 | 0 | - | Unknown |
| Virtuous Wealth Management LLC CRD: 285232 | - | 0 | 0 | - | Unknown |
| Virtus Advisers, LLC CRD: 168955 | - | 0 | 1 | - | Unknown |
| Virtus Alternative Investment Advisers, LLC CRD: 143732 | - | 0 | 1 | - | Unknown |
| Virtus Capital Advisers, LLC CRD: 107346 | - | 0 | 1 | - | Unknown |
| Virtus Capital Markets LLC CRD: 291456 | CT | 0 | 2 | A | Active |
| Virtus Family Office CRD: 298272 | - | 0 | 1 | - | Unknown |
| Virtus Financial Group CRD: 317832 | - | 0 | 5 | - | Unknown |
| Virtus Financial Partners CRD: 323365 | - | 0 | 4 | - | Unknown |
| Virtus Fixed Income Advisers, LLC CRD: 146029 | - | 0 | 6 | - | Unknown |
| Virtus Investment Advisers, LLC CRD: 106982 | - | 0 | 73 | - | Unknown |
| Virtus Real Estate LLC CRD: 164146 | - | 0 | 1 | - | Unknown |
| Virtus Retirement Investment Advisers, LLC CRD: 281314 | - | 0 | 0 | - | Unknown |
| Virtus Securities, LLC CRD: 146016 | - | 0 | 0 | A | INACTIVE |
| Virtus Wealth Solutions CRD: 332536 | - | 0 | 1 | - | Unknown |
| VIS Advisors, LP CRD: 240786 | - | 0 | 1 | - | Unknown |
| Visbridge Strategies CRD: 311247 | - | 0 | 0 | - | Unknown |
| Visconti & Associates, a Financial Services LLC CRD: 129478 | - | 0 | 1 | - | Unknown |
| Viscount Securities Corporation CRD: 8418 | - | 0 | 0 | A | INACTIVE |
| Visdom Investment Group LLC CRD: 327619 | - | 0 | 1 | - | Unknown |
| Vise AI Advisors CRD: 301761 | - | 0 | 1 | - | Unknown |
| Viseroij Capital Management LLC CRD: 341907 | - | 0 | 1 | - | Unknown |
| Vishnu Wealth Management, LLC. CRD: 292035 | - | 0 | 0 | - | Unknown |
| Vishria Bird Financial Group, LLC CRD: 291979 | - | 0 | 0 | - | Unknown |
| Visible Hands Management, LLC CRD: 313313 | - | 0 | 1 | - | Unknown |
| Visible Investment Advisors CRD: 137241 | - | 0 | 0 | - | Unknown |
| Visible Markets, Inc. CRD: 103842 | - | 0 | 0 | A | INACTIVE |
| Visible Ventures CRD: 301280 | - | 0 | 1 | - | Unknown |
| Vision 360 Capital Partners, LLC CRD: 289974 | - | 0 | 0 | - | Unknown |
| Vision 4 Fund Distributors CRD: 298105 | AZ | 0 | 2 | A | Active |
| Vision Asset Management Investments, LLC CRD: 117395 | - | 0 | 0 | - | Unknown |
| Vision Blue Advisors UK LLP CRD: 325061 | - | 0 | 0 | - | Unknown |
| Vision Blue Capital Limited CRD: 325059 | - | 0 | 0 | - | Unknown |
| Vision Brazil Investments CRD: 162630 | - | 0 | 0 | - | Unknown |
| Vision Brokerage Services, LLC CRD: 47927 | CT | 4 | 2 | B | Active |
| Vision Capital & Management CRD: 118363 | - | 0 | 1 | - | Unknown |
| Vision Capital Americas LLC CRD: 161060 | - | 0 | 0 | - | Unknown |
| Vision Capital Corporation CRD: 295069 | - | 0 | 0 | - | Unknown |
| Vision Capital Investment Management, Inc. CRD: 136806 | - | 0 | 1 | - | Unknown |
| Vision Capital LLP CRD: 161143 | - | 0 | 0 | - | Unknown |
| Vision Capital Management Inc CRD: 107793 | - | 0 | 2 | - | Unknown |
| Vision Capital Management, LLC CRD: 281971 | - | 0 | 0 | - | Unknown |
| Vision Capital Partners CRD: 175147 | - | 0 | 1 | - | Unknown |
| Vision Casting Financial Planning, LLC CRD: 313535 | - | 0 | 1 | - | Unknown |
| Vision Financial Advisory, LLC CRD: 283629 | - | 0 | 0 | - | Unknown |
| Vision Financial Concepts CRD: 124611 | - | 0 | 2 | - | Unknown |
| Vision Financial Consulting CRD: 289825 | - | 0 | 0 | - | Unknown |
| Vision Financial Group CRD: 123041 | - | 0 | 0 | - | Unknown |