CRD #298105 · FINRA BrokerCheck + SEC IAPD

Vision 4 Fund Distributors

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Vision 4 Fund Distributors ranks #19,305 of 20,055 by disclosure count (most disclosures first). Among firms registered in AZ, it ranks #25 of 25 on the same disclosure sort used on the state browse page. Vision 4 Fund Distributors has a clean FINRA BrokerCheck record, no reportable disclosures across its 2 branch offices, earning a Grade A.

Grade A
Safety grade
2
branch offices
0
disclosures
#19,305 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 298105 Vision 4 Fund Distributors

Vision 4 Fund Distributors · Grade A · 0 disc · 0.00/office · Small firm

  • CRD 298105
  • GRADE A
  • DISC 0
  • REG 0
  • ARB 0
  • CIV 0
  • BRANCH 2
  • PER-OFF 0.00
  • RANK #19,305 of 20,055
  • BOOK Small firm

Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)

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Disclosures per office among small firm peers (lower is cleaner)

Vision 4 Fund Distributors ranks #19,305 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

2 offices

FINRA: Small firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

0.00 per office

0 ÷ 2 offices

Clean disclosure surface

Vision 4 Fund Distributors has zero reportable FINRA BrokerCheck disclosures in this extract across 2 branch offices (Grade A). Verify on FINRA BrokerCheck ↗

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Scottsdale, AZ
CRD Number
298105

Clean BrokerCheck surface

Vision 4 Fund Distributors's clean BrokerCheck surface

Vision 4 Fund Distributors shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 2 branch offices (Grade A).

Vision 4 Fund Distributors shows zero reportable disclosures across 2 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Vision 4 Fund Distributors's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.

Arizona cohort · 0.00× state average

Vision 4 Fund Distributors sits below the Arizona disclosure average

Vision 4 Fund Distributors reports 0 BrokerCheck disclosures, 0.00× the Arizona average of 5.9, lighter than most of the 25 graded firms filed there.

In Arizona, 17 firms carry Grade A and 1 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Arizona state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Vision 4 Fund Distributors sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Vision 4 Fund Distributors ranks #19,305 of 20,055 by disclosure count (most disclosures first). Among firms registered in AZ, it ranks #25 of 25 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Vision 4 Fund Distributors?
A grade of A means Vision 4 Fund Distributors has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Vision 4 Fund Distributors have?
Vision 4 Fund Distributors has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Vision 4 Fund Distributors?
Vision 4 Fund Distributors operates 2 branch offices and is classified by FINRA as a small firm, registered in AZ (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Vision 4 Fund Distributors's disciplinary record?
You can verify Vision 4 Fund Distributors's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 298105. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Vision 4 Fund Distributors currently shows none - that is a clean surface, not a guarantee that future events will not appear.

Read with this firm

  • 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Vision 4 Fund Distributors's 0.00
  • 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Vision 4 Fund Distributors's 0.00
  • 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Vision 4 Fund Distributors's 0.00
  • Firms in AZ - state roster that includes Vision 4 Fund Distributors's registration home.
  • How to Vet a Financial Advisor - Use Vision 4 Fund Distributors's clean BrokerCheck surface as the baseline when you compare other firms.
  • Reading BrokerCheck Reports - What a Grade A page like Vision 4 Fund Distributors's does and does not prove.
  • Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Vision 4 Fund Distributors.
  • Compare firms - put Vision 4 Fund Distributors next to peers on grade and footprint.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.