Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Walker & Dunlop Investment Partners, Inc. CRD: 165022 | - | 0 | 1 | - | Unknown |
| Walker Asset Management, LLC CRD: 284951 | - | 0 | 1 | - | Unknown |
| Walker Capital Advisors CRD: 284621 | - | 0 | 1 | - | Unknown |
| Walker Capital Partners, LLC CRD: 136765 | - | 0 | 0 | A | INACTIVE |
| Walker Capital Partners, LLC CRD: 328871 | - | 0 | 2 | - | Unknown |
| Walker Financial Advisors Inc CRD: 106268 | - | 0 | 1 | - | Unknown |
| Walker Legacy Investments CRD: 335811 | - | 0 | 1 | - | Unknown |
| Walker Rose, Inc. CRD: 45905 | - | 1 | 0 | B | INACTIVE |
| Walker Wealth Advisors, LLC CRD: 159700 | - | 0 | 0 | - | Unknown |
| Walker, Douglas Richard CRD: 34474 | - | 0 | 0 | A | INACTIVE |
| Walkerhaven Equities GP, LLC CRD: 167044 | - | 0 | 1 | - | Unknown |
| Walkthrough CRD: 318172 | - | 0 | 0 | - | Unknown |
| Wall Advisors, Inc. CRD: 125272 | - | 0 | 0 | - | Unknown |
| Wall Brokerage Company CRD: 24843 | - | 0 | 0 | A | INACTIVE |
| Wall Capital Group, Inc. CRD: 105913 | - | 0 | 2 | - | Unknown |
| Wall Investment Group, Inc. CRD: 125048 | - | 0 | 2 | - | Unknown |
| Wall ST LLC CRD: 300908 | - | 0 | 1 | - | Unknown |
| Wall ST Securities Advisors Inc CRD: 155068 | - | 0 | 0 | - | Unknown |
| Wall Street & Abercrombie, Ltd. CRD: 16909 | - | 0 | 0 | A | INACTIVE |
| Wall Street Access CRD: 10012 | NY | 34 | 9 | C | Active |
| Wall Street and Hamman CRD: 10131 | - | 0 | 0 | A | INACTIVE |
| Wall Street Associates CRD: 105494 | - | 0 | 0 | - | Unknown |
| Wall Street Associates, L.P. CRD: 15109 | - | 0 | 0 | A | INACTIVE |
| Wall Street Capital Corporation CRD: 13847 | GA | 1 | 2 | B | Active |
| Wall Street Consulting Group CRD: 14904 | - | 0 | 0 | A | INACTIVE |
| Wall Street Discounts, Inc. CRD: 8471 | - | 0 | 0 | A | INACTIVE |
| Wall Street Discoveries, LLC CRD: 44133 | - | 0 | 0 | A | INACTIVE |
| Wall Street Equities Incorporated CRD: 18432 | - | 4 | 0 | C | INACTIVE |
| Wall Street Financial Group, Inc. CRD: 35830 | - | 3 | 0 | C | INACTIVE |
| Wall Street Financial Group, Inc. CRD: 289051 | - | 0 | 1 | - | Unknown |
| Wall Street Financial Inc. CRD: 13124 | - | 0 | 0 | A | INACTIVE |
| Wall Street Investments, Inc. CRD: 43117 | - | 0 | 0 | A | INACTIVE |
| Wall Street Markets Group, Inc. CRD: 30380 | - | 0 | 0 | A | INACTIVE |
| Wall Street Money Center Corp. CRD: 21788 | - | 8 | 0 | D | INACTIVE |
| Wall Street of America, Inc. CRD: 13280 | - | 0 | 0 | A | INACTIVE |
| Wall Street on-Line Securities, Inc. CRD: 15431 | - | 0 | 0 | A | INACTIVE |
| Wall Street Pacific Financial Resources, Inc. CRD: 18390 | - | 0 | 0 | A | INACTIVE |
| Wall Street Realty Securities, Inc. CRD: 46798 | - | 0 | 0 | A | INACTIVE |
| Wall Street Securities & Investment Banking Corp. CRD: 13591 | - | 0 | 0 | A | INACTIVE |
| Wall Street Securities Corporation CRD: 3698 | - | 0 | 0 | A | INACTIVE |
| Wall Street Securities, Inc. CRD: 26136 | - | 0 | 0 | A | INACTIVE |
| Wall Street South Securities, Inc. CRD: 11072 | - | 0 | 0 | A | INACTIVE |
| Wall Street South, Inc. CRD: 25039 | - | 0 | 0 | A | INACTIVE |
| Wall Street Strategies, Inc. CRD: 31268 | - | 7 | 0 | D | INACTIVE |
| Wall Street West, Inc. CRD: 7529 | - | 0 | 0 | A | INACTIVE |
| Walla Walla Wealth Advisors CRD: 335162 | - | 0 | 1 | - | Unknown |
| Wallace CRD: 340165 | - | 0 | 2 | - | Unknown |
| Wallace Advisors CRD: 119379 | - | 0 | 1 | - | Unknown |
| Wallace Advisory Group, LLC CRD: 281049 | - | 0 | 1 | - | Unknown |
| Wallace Associates Capital Group CRD: 11074 | - | 0 | 0 | A | INACTIVE |