Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Westfall and Brookins Financial Services CRD: 120507 | - | 0 | 0 | - | Unknown |
| Westfield Capital Management Company, L.P. CRD: 146990 | - | 0 | 1 | - | Unknown |
| Westfield Financial Corporation CRD: 8143 | - | 0 | 0 | A | INACTIVE |
| Westfield Financial Planning CRD: 290102 | - | 0 | 0 | - | Unknown |
| Westfield Investment Group, Inc. CRD: 45537 | - | 1 | 0 | B | INACTIVE |
| Westfield Investment LLC CRD: 282396 | - | 0 | 0 | - | Unknown |
| Westfield Wealth Management, LLC CRD: 125421 | - | 0 | 2 | - | Unknown |
| Westfuller Advisors, LLC CRD: 155054 | - | 0 | 3 | - | Unknown |
| Westgate Capital Partners, LLC CRD: 282224 | - | 0 | 0 | - | Unknown |
| Westgrove Securities, Inc. CRD: 15755 | - | 0 | 0 | A | INACTIVE |
| Westhagen & Westhagen Inc CRD: 11367 | - | 0 | 0 | A | INACTIVE |
| Westhampton Capital CRD: 119176 | - | 0 | 2 | - | Unknown |
| Westhampton Securities, Inc. CRD: 23409 | - | 0 | 0 | A | INACTIVE |
| Westheimer Securities Corp. CRD: 21633 | - | 0 | 0 | A | INACTIVE |
| Westhill Financial Advisors, Inc. CRD: 152506 | - | 0 | 1 | - | Unknown |
| Westhoff, Cone & Holmstedt CRD: 25502 | - | 1 | 0 | B | INACTIVE |
| Westhollow Wealth Management CRD: 332854 | - | 0 | 1 | - | Unknown |
| Westhook Capital, LLC CRD: 288966 | - | 0 | 0 | - | Unknown |
| Westin Capital Markets, Inc. CRD: 25010 | - | 0 | 0 | A | INACTIVE |
| Westlake Advisors CRD: 144067 | - | 0 | 1 | - | Unknown |
| Westlake Biopartners, LLC CRD: 299325 | - | 0 | 1 | - | Unknown |
| Westlake Capital Inc CRD: 105473 | - | 0 | 1 | - | Unknown |
| Westlake Securities CRD: 127112 | - | 0 | 0 | A | INACTIVE |
| Westlake Wealth Management LLC CRD: 308915 | - | 0 | 2 | - | Unknown |
| Westlake Wealth Management, LLC CRD: 155316 | - | 0 | 1 | - | Unknown |
| Westlake Wealth Management, LLC CRD: 295033 | - | 0 | 0 | - | Unknown |
| Westland Gate Capital, LLC CRD: 173692 | - | 0 | 1 | - | Unknown |
| Westland Securities Group, Inc. CRD: 10268 | - | 0 | 0 | A | INACTIVE |
| Westland Securities, LLC CRD: 133182 | - | 1 | 0 | B | INACTIVE |
| Westle Securities, LLC CRD: 43097 | - | 1 | 0 | B | INACTIVE |
| Westlight Wealth CRD: 327385 | - | 0 | 1 | - | Unknown |
| Westly Capital Management III, L.L.C. CRD: 285571 | - | 0 | 1 | - | Unknown |
| Westmark Securities, Inc. CRD: 25687 | - | 0 | 0 | A | INACTIVE |
| Westmark Wealth Management CRD: 334109 | - | 0 | 4 | - | Unknown |
| Westminster Consulting CRD: 160225 | - | 0 | 0 | - | Unknown |
| Westminster Financial Advisory Corp CRD: 110283 | - | 0 | 29 | - | Unknown |
| Westminster Financial Securities, Inc. CRD: 20677 | OH | 4 | 19 | B | Active |
| Westminster Investment Group, Inc. CRD: 46187 | PA | 0 | 2 | A | Active |
| Westminster Research Associates LLC CRD: 14508 | CT | 1 | 3 | B | Active |
| Westmont Capital Advisors, LLC CRD: 165910 | - | 0 | 1 | - | Unknown |
| Westmoor Wealth LLC CRD: 338390 | - | 0 | 1 | - | Unknown |
| Westmoore Securities, Inc. CRD: 44948 | - | 0 | 0 | A | INACTIVE |
| Westmoore Ventures, LLC CRD: 299635 | - | 0 | 1 | - | Unknown |
| Westmore Asset Management CRD: 164431 | - | 0 | 1 | - | Unknown |
| Westmoreland Capital Corporation CRD: 11469 | TX | 5 | 3 | B | Active |
| Westmoreland Management, LLC CRD: 119511 | - | 0 | 0 | A | INACTIVE |
| Westmoreland Securities, Inc. CRD: 37907 | - | 0 | 0 | A | INACTIVE |
| Westmount Capital Group LLC CRD: 339303 | - | 0 | 1 | - | Unknown |
| Westmount Partners, LLC CRD: 158857 | - | 0 | 8 | - | Unknown |
| Westmount Realty Advisors, LLC CRD: 293508 | - | 0 | 1 | - | Unknown |