Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Westok Securities, Inc. CRD: 26096 | - | 0 | 0 | A | INACTIVE |
| Weston Capital Insights CRD: 310503 | - | 0 | 1 | - | Unknown |
| Weston Capital Markets Inc. CRD: 32911 | - | 1 | 0 | B | INACTIVE |
| Weston Financial Services LLC CRD: 117946 | - | 2 | 0 | B | INACTIVE |
| Weston Global Equity Advisers, LLC CRD: 283166 | - | 0 | 0 | - | Unknown |
| Weston K. Solomon, CPA CFP CRD: 117087 | - | 0 | 0 | - | Unknown |
| Weston Planning, LLC CRD: 170251 | - | 0 | 0 | - | Unknown |
| Weston Presidio CRD: 160473 | - | 0 | 0 | - | Unknown |
| Weston Wealth Advisors, LLC CRD: 158372 | - | 0 | 1 | - | Unknown |
| Westonka Investments, Inc. CRD: 15542 | - | 0 | 0 | A | INACTIVE |
| Westor Capital Group, Inc. CRD: 103823 | - | 18 | 0 | F | INACTIVE |
| Westover Asset Management, LLC CRD: 130625 | - | 0 | 0 | - | Unknown |
| Westover Capital Advisors, LLC CRD: 126520 | - | 0 | 2 | - | Unknown |
| Westpac Capital Markets LLC CRD: 164763 | NY | 0 | 2 | A | Active |
| Westpac Pollock & Co. Inc. CRD: 901 | - | 0 | 0 | A | INACTIVE |
| Westpac Securities Inc. CRD: 103873 | - | 0 | 0 | A | INACTIVE |
| Westpark Capital, Inc. CRD: 39914 | CA | 16 | 8 | B | Active |
| Westpark Management, LLC CRD: 119422 | - | 0 | 0 | - | Unknown |
| Westpark Wealth Advisors, Inc. CRD: 130914 | - | 0 | 22 | - | Unknown |
| Westpeak Financial CRD: 329594 | - | 0 | 2 | - | Unknown |
| Westpoint Wealth Management, LLC CRD: 310883 | - | 0 | 3 | - | Unknown |
| Westport Advisers LLC CRD: 108143 | - | 0 | 0 | - | Unknown |
| Westport Asset Management Inc CRD: 105795 | - | 0 | 0 | - | Unknown |
| Westport Capital Markets, LLC CRD: 41562 | - | 3 | 0 | C | INACTIVE |
| Westport Capital Partners LLC CRD: 157493 | - | 0 | 1 | - | Unknown |
| Westport Financial Group, Inc. CRD: 13048 | - | 0 | 0 | A | INACTIVE |
| Westport Financial Services, L.L.C. CRD: 38449 | FL | 0 | 5 | A | Active |
| Westport First Capital CRD: 16924 | - | 0 | 0 | A | INACTIVE |
| Westport Partners Ltd CRD: 46134 | - | 0 | 0 | A | INACTIVE |
| Westport Resources Management Inc CRD: 105306 | - | 0 | 0 | - | Unknown |
| Westport Securities Group, Inc. CRD: 14977 | - | 0 | 0 | A | INACTIVE |
| Westport Securities, L.L.C. CRD: 46113 | - | 0 | 0 | A | INACTIVE |
| Westrate Capital Management, Inc. CRD: 135291 | - | 0 | 2 | - | Unknown |
| Westray Capital Management CRD: 281315 | - | 0 | 0 | - | Unknown |
| Westriver Associates LLC CRD: 161845 | - | 0 | 0 | - | Unknown |
| Westriver Capital Partners, LP CRD: 152655 | - | 0 | 0 | - | Unknown |
| Westriver Management, LLC CRD: 161921 | - | 0 | 1 | - | Unknown |
| Westrock Advisors, Inc. CRD: 114338 | - | 22 | 0 | F | INACTIVE |
| Westshore Wealth CRD: 283843 | - | 0 | 5 | - | Unknown |
| Westside Future Fund CRD: 294723 | - | 0 | 0 | - | Unknown |
| Westview Investment Advisors CRD: 305655 | - | 0 | 1 | - | Unknown |
| Westview Partners CRD: 332963 | - | 0 | 1 | - | Unknown |
| Westview Securities Inc. CRD: 28233 | - | 0 | 0 | A | INACTIVE |
| Westward Investment Advisory CRD: 281742 | - | 0 | 1 | - | Unknown |
| Westward Partners LLC CRD: 300994 | - | 0 | 1 | - | Unknown |
| Westward Planning Group CRD: 301666 | - | 0 | 2 | - | Unknown |
| Westward Prospect Inc. DBA Seven Years Capital CRD: 158563 | - | 0 | 0 | - | Unknown |
| Westwave Capital LLC CRD: 290174 | - | 0 | 1 | - | Unknown |
| Westwind Capital CRD: 106802 | - | 0 | 2 | - | Unknown |
| Westwood Asset Management, LLC CRD: 169526 | - | 0 | 1 | - | Unknown |