Branch offices
5 offices
FINRA: Small firm
CRD #38449 · FINRA BrokerCheck + SEC IAPD
Westport Financial Services, L.L.C.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Westport Financial Services, L.L.C. ranks #19,661 of 20,055 by disclosure count (most disclosures first). Among firms registered in FL, it ranks #247 of 251 on the same disclosure sort used on the state browse page. Westport Financial Services, L.L.C. has a clean FINRA BrokerCheck record, no reportable disclosures across its 5 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 5
- branch offices
- 0
- disclosures
- #19,661 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 38449 Westport Financial Services, L.L.C.
Westport Financial Services, L.L.C. · Grade A · 0 disc · 0.00/office · Small firm
- CRD 38449
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 5
- PER-OFF 0.00
- RANK #19,661 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
Westport Financial Services, L.L.C. ranks #19,661 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 5 offices
Clean disclosure surface
Westport Financial Services, L.L.C. has zero reportable FINRA BrokerCheck disclosures in this extract across 5 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Jacksonville, FL
- CRD Number
- 38449
Clean BrokerCheck surface
Westport Financial Services, L.L.C.'s clean BrokerCheck surface
Westport Financial Services, L.L.C. shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 5 branch offices (Grade A).
Westport Financial Services, L.L.C. shows zero reportable disclosures across 5 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Westport Financial Services, L.L.C.'s clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Florida cohort · 0.00× state average
Westport Financial Services, L.L.C. sits below the Florida disclosure average
Westport Financial Services, L.L.C. reports 0 BrokerCheck disclosures, 0.00× the Florida average of 4.6, lighter than most of the 251 graded firms filed there.
In Florida, 152 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Florida state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Westport Financial Services, L.L.C. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Westport Financial Services, L.L.C. ranks #19,661 of 20,055 by disclosure count (most disclosures first). Among firms registered in FL, it ranks #247 of 251 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Westport Financial Services, L.L.C.?
A grade of A means Westport Financial Services, L.L.C. has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Westport Financial Services, L.L.C. have?
Westport Financial Services, L.L.C. has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Westport Financial Services, L.L.C.?
Westport Financial Services, L.L.C. operates 5 branch offices and is classified by FINRA as a small firm, registered in FL (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Westport Financial Services, L.L.C.'s disciplinary record?
You can verify Westport Financial Services, L.L.C.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 38449. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Westport Financial Services, L.L.C. currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for Westport Financial Services, L.L.C., both outside FL so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar branch footprint
Nearest cross-state graded firms by branch-office count (5 here).
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Westport Financial Services, L.L.C.'s 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Westport Financial Services, L.L.C.'s 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Westport Financial Services, L.L.C.'s 0.00
- Firms in FL - state roster that includes Westport Financial Services, L.L.C.'s registration home.
- How to Vet a Financial Advisor - Use Westport Financial Services, L.L.C.'s clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Westport Financial Services, L.L.C.'s does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Westport Financial Services, L.L.C..
- Compare firms - put Westport Financial Services, L.L.C. next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.