Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Westcap Securities, L.P.
CRD: 7301
 - 0 0 A INACTIVE
Westcenter Advisors Ltd
CRD: 291541
 - 0 1 - Unknown
Westchase Financial Planning
CRD: 269918
 - 0 0 - Unknown
Westchester Trading Corporation
CRD: 6230
 - 0 0 A INACTIVE
Westchester Wealth Advisors, LLC
CRD: 145114
 - 0 1 - Unknown
Westchester Wealth Management
CRD: 332418
 - 0 1 - Unknown
Westco Advisory Services, Inc.
CRD: 120755
 - 0 2 - Unknown
Westco Investment Corp.
CRD: 20744
 NY 0 4 A Active
Westcor Financial, Inc.
CRD: 21810
 - 0 0 A INACTIVE
Westcott Securities, LLC
CRD: 45532
 - 1 0 B INACTIVE
Westcountry Financial
CRD: 13882
 - 2 0 B INACTIVE
Westend Advisors, LLC
CRD: 133279
 - 0 9 - Unknown
Westendarp, Mccrory & Co.
CRD: 10099
 - 0 0 A INACTIVE
Westerly Investments, Inc.
CRD: 118383
 - 0 2 - Unknown
Westerly Winds USA, Inc.
CRD: 324969
 - 0 1 - Unknown
Western America Brokerage LLC
CRD: 141792
 - 0 0 A INACTIVE
Western Asset Management Company Distribuidora DE …
CRD: 153986
 - 0 0 - Unknown
Western Capital Investors Services, Inc.
CRD: 10341
 - 0 0 A INACTIVE
Western Capital Planning Corporation
CRD: 16346
 - 0 0 A INACTIVE
Western Community Financial
CRD: 282233
 - 0 0 - Unknown
Western Diversified Equities Corporation
CRD: 10650
 - 0 0 A INACTIVE
Western Equities Corporation
CRD: 13984
 - 0 0 A INACTIVE
Western Equities Corporation
CRD: 35416
 - 0 0 A INACTIVE
Western Equity Group, Inc.
CRD: 20508
 - 0 0 A INACTIVE
Western Family Value, LLC
CRD: 282025
 - 0 0 - Unknown
Western Federal Group
CRD: 20456
 - 0 0 A INACTIVE
Western Fidelity Securities, Inc.
CRD: 17951
 - 0 0 A INACTIVE
Western Financial Network of America, Inc.
CRD: 18383
 - 0 0 A INACTIVE
Western Fraternal Life Wealth Management Inc.
CRD: 282293
 - 0 0 - Unknown
Western International Securities, Inc.
CRD: 39262
 - 22 0 F INACTIVE
Western Investment LLC
CRD: 161586
 - 0 0 - Unknown
Western Land Equities, Inc.
CRD: 23127
 - 0 0 A INACTIVE
Western Level Advisors LLC
CRD: 323014
 - 0 1 - Unknown
Western NEW York Financial Group, LLC
CRD: 306083
 - 0 1 - Unknown
Western Pacific Wealth Management, LP
CRD: 152714
 - 0 3 - Unknown
Western Realty Securities, Inc.
CRD: 20803
 - 0 0 A INACTIVE
Western Research and Management, L.L.C.
CRD: 109509
 - 0 0 - Unknown
Western Reserve Capital Management, LLC
CRD: 329811
 - 0 1 - Unknown
Western Reserve Partners LLC
CRD: 133158
 - 0 0 A INACTIVE
Western Reserve Resources Corporation
CRD: 120880
 - 0 0 - Unknown
Western Reserve Wealth Management LLC
CRD: 326772
 - 0 1 - Unknown
Western Securities Clearing Corp.
CRD: 36427
 - 0 0 A INACTIVE
Western Select Securities, Inc.
CRD: 29441
 - 0 0 A INACTIVE
Western Standard, LLC
CRD: 147864
 - 0 1 - Unknown
Western States Investments
CRD: 169692
 - 0 1 - Unknown
Western Strategic Assets, L.L.C.
CRD: 118757
 TX 0 2 A Active
Western Technology Investment (WTI)
CRD: 110429
 - 0 1 - Unknown
Western Wealth Management LLC
CRD: 283545
 - 0 108 - Unknown
Western Wealth Management LLC
CRD: 167344
 - 0 0 - Unknown
Westface Financial Advisory
CRD: 168959
 - 0 1 - Unknown
Page 1557 of 1601 (80,028 total)
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