Broker-Dealer Firms
58 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Tradepro Securities, LLC. CRD: 103781 | GA | 5 | 4 | B | Active |
| Trailmark Inc. CRD: 104408 | GA | 0 | 2 | A | Active |
| Truist Investment Services, Inc. CRD: 17499 | GA | 28 | 2,629 | B | Active |
| Truist Securities, Inc. CRD: 6271 | GA | 23 | 25 | C | Active |
| U.S. Brokerage, Inc. CRD: 39307 | GA | 3 | 7 | B | Active |
| VRA Partners, LLC CRD: 142780 | GA | 0 | 2 | A | Active |
| Wall Street Capital Corporation CRD: 13847 | GA | 1 | 2 | B | Active |
| Walnut Creek Capital Advisors, LLC CRD: 131856 | GA | 0 | 2 | A | Active |
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