Broker-Dealer Firms
111 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Voya Financial Advisors, Inc. CRD: 2882 | CT | 45 | 449 | C | Active |
| Voya Financial Partners, LLC CRD: 34815 | CT | 7 | 29 | C | Active |
| Voya Investments Distributor, LLC CRD: 37886 | CT | 1 | 11 | B | Active |
| VP Distributors, LLC CRD: 3036 | CT | 1 | 11 | B | Active |
| W G Securities, LLC CRD: 140869 | CT | 0 | 3 | A | Active |
| Westbury Group LLC CRD: 129985 | CT | 0 | 2 | A | Active |
| Westminster Research Associates LLC CRD: 14508 | CT | 1 | 3 | B | Active |
| Williams Trading LLC CRD: 43678 | CT | 1 | 2 | B | Active |
| Wright Investors' Service Distributors, Inc. CRD: 13645 | CT | 0 | 2 | A | Active |
| XT Capital Partners, LLC CRD: 118719 | CT | 0 | 5 | A | Active |
| Zenith Securities LLC CRD: 138135 | CT | 0 | 1 | A | Active |
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