Broker-Dealer Firms
13 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| ATTIS SECURITIES CRD: 330249 | CO | 0 | 1 | A | Active |
| D-MERC SERVICES CRD: 292310 | CO | 0 | 1 | A | Active |
| GVC CAPITAL LLC CRD: 38923 | CO | 4 | 1 | F | Active |
| HUDSONWEST LLC CRD: 304884 | CO | 0 | 1 | A | Active |
| ISAAK BOND INVESTMENTS, INC. CRD: 7413 | CO | 8 | 1 | F | Active |
| JW & CO. CRD: 326627 | CO | 0 | 1 | A | Active |
| KCR CAPITAL, LLC CRD: 298516 | CO | 0 | 1 | A | Active |
| PRESIDIO MERCHANT PARTNERS LLC CRD: 46473 | CO | 0 | 1 | A | Active |
| Q ADVISORS LLC CRD: 127232 | CO | 0 | 1 | A | Active |
| QUADRIGA SECURITIES, LLC CRD: 153861 | CO | 4 | 1 | F | Active |
| RFS PARTNERS CRD: 18119 | CO | 0 | 1 | A | Active |
| W.G. NIELSEN & CO. CRD: 41093 | CO | 1 | 1 | F | Active |
| WEILD & CO. CRD: 132398 | CO | 0 | 1 | A | Active |