Branch offices
2 offices
FINRA: Small firm
CRD #168796 · FINRA BrokerCheck + SEC IAPD
Assetpoint Financial, LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Assetpoint Financial, LLC ranks #5,963 of 20,055 by disclosure count (most disclosures first). Among firms registered in VA, it ranks #21 of 43 on the same disclosure sort used on the state browse page. Assetpoint Financial, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 2 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 2
- branch offices
- 0
- disclosures
- #5,963 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 168796 Assetpoint Financial, LLC
Assetpoint Financial, LLC · Grade A · 0 disc · 0.00/office · Small firm
- CRD 168796
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 2
- PER-OFF 0.00
- RANK #5,963 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
Assetpoint Financial, LLC ranks #5,963 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 2 offices
Clean disclosure surface
Assetpoint Financial, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 2 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Arlington, VA
- CRD Number
- 168796
Clean BrokerCheck surface
Assetpoint Financial, LLC's clean BrokerCheck surface
Assetpoint Financial, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 2 branch offices (Grade A).
Assetpoint Financial, LLC shows zero reportable disclosures across 2 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Assetpoint Financial, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Virginia cohort · 0.00× state average
Assetpoint Financial, LLC sits below the Virginia disclosure average
Assetpoint Financial, LLC reports 0 BrokerCheck disclosures, 0.00× the Virginia average of 1.9, lighter than most of the 43 graded firms filed there.
In Virginia, 26 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Virginia state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Assetpoint Financial, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Assetpoint Financial, LLC ranks #5,963 of 20,055 by disclosure count (most disclosures first). Among firms registered in VA, it ranks #21 of 43 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Assetpoint Financial, LLC?
A grade of A means Assetpoint Financial, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Assetpoint Financial, LLC have?
Assetpoint Financial, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Assetpoint Financial, LLC?
Assetpoint Financial, LLC operates 2 branch offices and is classified by FINRA as a small firm, registered in VA (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Assetpoint Financial, LLC's disciplinary record?
You can verify Assetpoint Financial, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 168796. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Assetpoint Financial, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Assetpoint Financial, LLC's 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Assetpoint Financial, LLC's 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Assetpoint Financial, LLC's 0.00
- Firms in VA - state roster that includes Assetpoint Financial, LLC's registration home.
- How to Vet a Financial Advisor - Use Assetpoint Financial, LLC's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Assetpoint Financial, LLC's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Assetpoint Financial, LLC.
- Compare firms - put Assetpoint Financial, LLC next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.