Branch offices
5 offices
FINRA: Small firm
CRD #155786 · FINRA BrokerCheck + SEC IAPD
Exemplar Capital, LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Exemplar Capital, LLC ranks #9,637 of 20,055 by disclosure count (most disclosures first). Among firms registered in MA, it ranks #59 of 98 on the same disclosure sort used on the state browse page. Exemplar Capital, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 5 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 5
- branch offices
- 0
- disclosures
- #9,637 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 155786 Exemplar Capital, LLC
Exemplar Capital, LLC · Grade A · 0 disc · 0.00/office · Small firm
- CRD 155786
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 5
- PER-OFF 0.00
- RANK #9,637 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
Exemplar Capital, LLC ranks #9,637 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 5 offices
Clean disclosure surface
Exemplar Capital, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 5 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Boston, MA
- CRD Number
- 155786
Clean BrokerCheck surface
Exemplar Capital, LLC's clean BrokerCheck surface
Exemplar Capital, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 5 branch offices (Grade A).
Exemplar Capital, LLC shows zero reportable disclosures across 5 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Exemplar Capital, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Massachusetts cohort · 0.00× state average
Exemplar Capital, LLC sits below the Massachusetts disclosure average
Exemplar Capital, LLC reports 0 BrokerCheck disclosures, 0.00× the Massachusetts average of 2.9, lighter than most of the 98 graded firms filed there.
In Massachusetts, 64 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Massachusetts state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Exemplar Capital, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Exemplar Capital, LLC ranks #9,637 of 20,055 by disclosure count (most disclosures first). Among firms registered in MA, it ranks #59 of 98 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Exemplar Capital, LLC?
A grade of A means Exemplar Capital, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Exemplar Capital, LLC have?
Exemplar Capital, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Exemplar Capital, LLC?
Exemplar Capital, LLC operates 5 branch offices and is classified by FINRA as a small firm, registered in MA (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Exemplar Capital, LLC's disciplinary record?
You can verify Exemplar Capital, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 155786. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Exemplar Capital, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for Exemplar Capital, LLC, both outside MA so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar branch footprint
Nearest cross-state graded firms by branch-office count (5 here).
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Exemplar Capital, LLC's 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Exemplar Capital, LLC's 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Exemplar Capital, LLC's 0.00
- Firms in MA - state roster that includes Exemplar Capital, LLC's registration home.
- How to Vet a Financial Advisor - Use Exemplar Capital, LLC's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Exemplar Capital, LLC's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Exemplar Capital, LLC.
- Compare firms - put Exemplar Capital, LLC next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.