Branch offices
2 offices
FINRA: Small firm
CRD #143365 · FINRA BrokerCheck + SEC IAPD
Hatteras Capital Distributors, LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Hatteras Capital Distributors, LLC ranks #11,410 of 20,055 by disclosure count (most disclosures first). Among firms registered in NC, it ranks #43 of 55 on the same disclosure sort used on the state browse page. Hatteras Capital Distributors, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 2 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 2
- branch offices
- 0
- disclosures
- #11,410 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 143365 Hatteras Capital Distributors, LLC
Hatteras Capital Distributors, LLC · Grade A · 0 disc · 0.00/office · Small firm
- CRD 143365
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 2
- PER-OFF 0.00
- RANK #11,410 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
Hatteras Capital Distributors, LLC ranks #11,410 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 2 offices
Clean disclosure surface
Hatteras Capital Distributors, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 2 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Raleigh, NC
- CRD Number
- 143365
Clean BrokerCheck surface
Hatteras Capital Distributors, LLC's clean BrokerCheck surface
Hatteras Capital Distributors, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 2 branch offices (Grade A).
Hatteras Capital Distributors, LLC shows zero reportable disclosures across 2 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Hatteras Capital Distributors, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
North Carolina cohort · 0.00× state average
Hatteras Capital Distributors, LLC sits below the North Carolina disclosure average
Hatteras Capital Distributors, LLC reports 0 BrokerCheck disclosures, 0.00× the North Carolina average of 4.3, lighter than most of the 55 graded firms filed there.
In North Carolina, 31 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the North Carolina state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Hatteras Capital Distributors, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Hatteras Capital Distributors, LLC ranks #11,410 of 20,055 by disclosure count (most disclosures first). Among firms registered in NC, it ranks #43 of 55 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Hatteras Capital Distributors, LLC?
A grade of A means Hatteras Capital Distributors, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Hatteras Capital Distributors, LLC have?
Hatteras Capital Distributors, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Hatteras Capital Distributors, LLC?
Hatteras Capital Distributors, LLC operates 2 branch offices and is classified by FINRA as a small firm, registered in NC (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Hatteras Capital Distributors, LLC's disciplinary record?
You can verify Hatteras Capital Distributors, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 143365. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Hatteras Capital Distributors, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Hatteras Capital Distributors, LLC's 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Hatteras Capital Distributors, LLC's 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Hatteras Capital Distributors, LLC's 0.00
- Firms in NC - state roster that includes Hatteras Capital Distributors, LLC's registration home.
- How to Vet a Financial Advisor - Use Hatteras Capital Distributors, LLC's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Hatteras Capital Distributors, LLC's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Hatteras Capital Distributors, LLC.
- Compare firms - put Hatteras Capital Distributors, LLC next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.