Branch offices
1 office
FINRA: Small firm
CRD #314549 · FINRA BrokerCheck + SEC IAPD
Northbound Securities LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Northbound Securities LLC ranks #14,863 of 20,055 by disclosure count (most disclosures first). Among firms registered in FL, it ranks #192 of 251 on the same disclosure sort used on the state browse page. Northbound Securities LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 1 branch office, earning a Grade A.
- Grade A
- Safety grade
- 1
- branch office
- 0
- disclosures
- #14,863 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 314549 Northbound Securities LLC
Northbound Securities LLC · Grade A · 0 disc · 0.00/office · Single-office firm
- CRD 314549
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 1
- PER-OFF 0.00
- RANK #14,863 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: 1-800 NO Loads, Inc. (0.00 disc/office)
Northbound Securities LLC ranks #14,863 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 1 offices
Clean disclosure surface
Northbound Securities LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 1 branch office (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Delrey Beach, FL
- CRD Number
- 314549
Clean BrokerCheck surface
Northbound Securities LLC's clean BrokerCheck surface
Northbound Securities LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 1 branch office (Grade A).
Northbound Securities LLC shows zero reportable disclosures across 1 branch office in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Northbound Securities LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Florida cohort · 0.00× state average
Northbound Securities LLC sits below the Florida disclosure average
Northbound Securities LLC reports 0 BrokerCheck disclosures, 0.00× the Florida average of 4.6, lighter than most of the 251 graded firms filed there.
In Florida, 152 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Florida state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Northbound Securities LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Northbound Securities LLC ranks #14,863 of 20,055 by disclosure count (most disclosures first). Among firms registered in FL, it ranks #192 of 251 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Northbound Securities LLC?
A grade of A means Northbound Securities LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Northbound Securities LLC have?
Northbound Securities LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Northbound Securities LLC?
Northbound Securities LLC operates 1 branch office and is classified by FINRA as a small firm, registered in FL (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Northbound Securities LLC's disciplinary record?
You can verify Northbound Securities LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 314549. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Northbound Securities LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- 1-800 NO Loads, Inc. - 0.00 disclosures/office, nearest single-office firm peer to Northbound Securities LLC's 0.00
- 1031 Exchange Place, Inc. - 0.00 disclosures/office, nearest single-office firm peer to Northbound Securities LLC's 0.00
- 10X Securities - 0.00 disclosures/office, nearest single-office firm peer to Northbound Securities LLC's 0.00
- Firms in FL - state roster that includes Northbound Securities LLC's registration home.
- How to Vet a Financial Advisor - Use Northbound Securities LLC's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Northbound Securities LLC's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Northbound Securities LLC.
- Compare firms - put Northbound Securities LLC next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.