CRD #294205 · FINRA BrokerCheck + SEC IAPD

Oberlin Financial International, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Oberlin Financial International, LLC ranks #14,961 of 20,055 by disclosure count (most disclosures first). Among firms registered in OH, it ranks #48 of 57 on the same disclosure sort used on the state browse page. Oberlin Financial International, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 3 branch offices, earning a Grade A.

Grade A
Safety grade
3
branch offices
0
disclosures
#14,961 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 294205 Oberlin Financial International, LLC

Oberlin Financial International, LLC · Grade A · 0 disc · 0.00/office · Small firm

  • CRD 294205
  • GRADE A
  • DISC 0
  • REG 0
  • ARB 0
  • CIV 0
  • BRANCH 3
  • PER-OFF 0.00
  • RANK #14,961 of 20,055
  • BOOK Small firm

Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)

1031 Securities Inc.0.0016 Points LLC0.001851 Securities, Inc0.00Oberlin Financial I… (this)0.00
Disclosures per office among small firm peers (lower is cleaner)

Oberlin Financial International, LLC ranks #14,961 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

3 offices

FINRA: Small firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

0.00 per office

0 ÷ 3 offices

Clean disclosure surface

Oberlin Financial International, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 3 branch offices (Grade A). Verify on FINRA BrokerCheck ↗

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Bryan, OH
CRD Number
294205

Clean BrokerCheck surface

Oberlin Financial International, LLC's clean BrokerCheck surface

Oberlin Financial International, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 3 branch offices (Grade A).

Oberlin Financial International, LLC shows zero reportable disclosures across 3 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Oberlin Financial International, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.

Ohio cohort · 0.00× state average

Oberlin Financial International, LLC sits below the Ohio disclosure average

Oberlin Financial International, LLC reports 0 BrokerCheck disclosures, 0.00× the Ohio average of 4.1, lighter than most of the 57 graded firms filed there.

In Ohio, 26 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Ohio state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Oberlin Financial International, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Oberlin Financial International, LLC ranks #14,961 of 20,055 by disclosure count (most disclosures first). Among firms registered in OH, it ranks #48 of 57 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Oberlin Financial International, LLC?
A grade of A means Oberlin Financial International, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Oberlin Financial International, LLC have?
Oberlin Financial International, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Oberlin Financial International, LLC?
Oberlin Financial International, LLC operates 3 branch offices and is classified by FINRA as a small firm, registered in OH (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Oberlin Financial International, LLC's disciplinary record?
You can verify Oberlin Financial International, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 294205. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Oberlin Financial International, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.

Read with this firm

  • 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Oberlin Financial International, LLC's 0.00
  • 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Oberlin Financial International, LLC's 0.00
  • 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Oberlin Financial International, LLC's 0.00
  • Firms in OH - state roster that includes Oberlin Financial International, LLC's registration home.
  • How to Vet a Financial Advisor - Use Oberlin Financial International, LLC's clean BrokerCheck surface as the baseline when you compare other firms.
  • Reading BrokerCheck Reports - What a Grade A page like Oberlin Financial International, LLC's does and does not prove.
  • Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Oberlin Financial International, LLC.
  • Compare firms - put Oberlin Financial International, LLC next to peers on grade and footprint.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.