Branch offices
2 offices
FINRA: Medium firm
CRD #158538 · FINRA BrokerCheck + SEC IAPD
Sammons Financial Network, LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Sammons Financial Network, LLC ranks #16,877 of 20,055 by disclosure count (most disclosures first). Among firms registered in IA, it ranks #16 of 17 on the same disclosure sort used on the state browse page. Sammons Financial Network, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 2 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 2
- branch offices
- 0
- disclosures
- #16,877 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 158538 Sammons Financial Network, LLC
Sammons Financial Network, LLC · Grade A · 0 disc · 0.00/office · Small firm
- CRD 158538
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 2
- PER-OFF 0.00
- RANK #16,877 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
Sammons Financial Network, LLC ranks #16,877 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 2 offices
Clean disclosure surface
Sammons Financial Network, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 2 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Medium
- Scope
- ACTIVE
- Location
- West Des Moines, IA
- CRD Number
- 158538
Clean BrokerCheck surface
Sammons Financial Network, LLC's clean BrokerCheck surface
Sammons Financial Network, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 2 branch offices (Grade A).
Sammons Financial Network, LLC shows zero reportable disclosures across 2 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Sammons Financial Network, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Iowa cohort · 0.00× state average
Sammons Financial Network, LLC sits below the Iowa disclosure average
Sammons Financial Network, LLC reports 0 BrokerCheck disclosures, 0.00× the Iowa average of 5.9, lighter than most of the 17 graded firms filed there.
In Iowa, 5 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Iowa state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Sammons Financial Network, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Sammons Financial Network, LLC ranks #16,877 of 20,055 by disclosure count (most disclosures first). Among firms registered in IA, it ranks #16 of 17 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Sammons Financial Network, LLC?
A grade of A means Sammons Financial Network, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Sammons Financial Network, LLC have?
Sammons Financial Network, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Sammons Financial Network, LLC?
Sammons Financial Network, LLC operates 2 branch offices and is classified by FINRA as a medium firm, registered in IA (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Sammons Financial Network, LLC's disciplinary record?
You can verify Sammons Financial Network, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 158538. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Sammons Financial Network, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Sammons Financial Network, LLC's 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Sammons Financial Network, LLC's 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Sammons Financial Network, LLC's 0.00
- Firms in IA - state roster that includes Sammons Financial Network, LLC's registration home.
- How to Vet a Financial Advisor - Use Sammons Financial Network, LLC's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Sammons Financial Network, LLC's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Sammons Financial Network, LLC.
- Compare firms - put Sammons Financial Network, LLC next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.