CRD #104442 · FINRA BrokerCheck + SEC IAPD

Sanderlin Securities, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Sanderlin Securities, LLC ranks #16,907 of 20,055 by disclosure count (most disclosures first). Among firms registered in TN, it ranks #36 of 42 on the same disclosure sort used on the state browse page. Sanderlin Securities, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 2 branch offices, earning a Grade A.

Grade A
Safety grade
2
branch offices
0
disclosures
#16,907 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 104442 Sanderlin Securities, LLC

Sanderlin Securities, LLC · Grade A · 0 disc · 0.00/office · Small firm

  • CRD 104442
  • GRADE A
  • DISC 0
  • REG 0
  • ARB 0
  • CIV 0
  • BRANCH 2
  • PER-OFF 0.00
  • RANK #16,907 of 20,055
  • BOOK Small firm

Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)

1031 Securities Inc.0.0016 Points LLC0.001851 Securities, Inc0.00Sanderlin Securitie… (this)0.00
Disclosures per office among small firm peers (lower is cleaner)

Sanderlin Securities, LLC ranks #16,907 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

2 offices

FINRA: Small firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

0.00 per office

0 ÷ 2 offices

Clean disclosure surface

Sanderlin Securities, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 2 branch offices (Grade A). Verify on FINRA BrokerCheck ↗

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Memphis, TN, 38157
Formed
08/18/2000
State of Formation
Tennessee
CRD Number
104442
SEC Number
52906

Clean BrokerCheck surface

Sanderlin Securities, LLC's clean BrokerCheck surface

Sanderlin Securities, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 2 branch offices (Grade A).

Sanderlin Securities, LLC shows zero reportable disclosures across 2 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Sanderlin Securities, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.

Tennessee cohort · 0.00× state average

Sanderlin Securities, LLC sits below the Tennessee disclosure average

Sanderlin Securities, LLC reports 0 BrokerCheck disclosures, 0.00× the Tennessee average of 3.3, lighter than most of the 42 graded firms filed there.

In Tennessee, 23 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Tennessee state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Sanderlin Securities, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Sanderlin Securities, LLC ranks #16,907 of 20,055 by disclosure count (most disclosures first). Among firms registered in TN, it ranks #36 of 42 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Sanderlin Securities, LLC?
A grade of A means Sanderlin Securities, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Sanderlin Securities, LLC have?
Sanderlin Securities, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Sanderlin Securities, LLC?
Sanderlin Securities, LLC operates 2 branch offices and is classified by FINRA as a small firm, registered in TN (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Sanderlin Securities, LLC's disciplinary record?
You can verify Sanderlin Securities, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 104442. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Sanderlin Securities, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.

Read with this firm

  • 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Sanderlin Securities, LLC's 0.00
  • 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Sanderlin Securities, LLC's 0.00
  • 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Sanderlin Securities, LLC's 0.00
  • Firms in TN - state roster that includes Sanderlin Securities, LLC's registration home.
  • How to Vet a Financial Advisor - Use Sanderlin Securities, LLC's clean BrokerCheck surface as the baseline when you compare other firms.
  • Reading BrokerCheck Reports - What a Grade A page like Sanderlin Securities, LLC's does and does not prove.
  • Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Sanderlin Securities, LLC.
  • Compare firms - put Sanderlin Securities, LLC next to peers on grade and footprint.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.