Branch offices
2 offices
FINRA: Small firm
CRD #116269 · FINRA BrokerCheck + SEC IAPD
THE Bank Street Group L.L.C.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, THE Bank Street Group L.L.C. ranks #18,286 of 20,055 by disclosure count (most disclosures first). Among firms registered in CT, it ranks #98 of 111 on the same disclosure sort used on the state browse page. THE Bank Street Group L.L.C. has a clean FINRA BrokerCheck record, no reportable disclosures across its 2 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 2
- branch offices
- 0
- disclosures
- #18,286 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 116269 THE Bank Street Group L.L.C.
THE Bank Street Group L.L.C. · Grade A · 0 disc · 0.00/office · Small firm
- CRD 116269
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 2
- PER-OFF 0.00
- RANK #18,286 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
THE Bank Street Group L.L.C. ranks #18,286 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 2 offices
Clean disclosure surface
THE Bank Street Group L.L.C. has zero reportable FINRA BrokerCheck disclosures in this extract across 2 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Stamford, CT
- CRD Number
- 116269
Clean BrokerCheck surface
THE Bank Street Group L.L.C.'s clean BrokerCheck surface
THE Bank Street Group L.L.C. shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 2 branch offices (Grade A).
THE Bank Street Group L.L.C. shows zero reportable disclosures across 2 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of THE Bank Street Group L.L.C.'s clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Connecticut cohort · 0.00× state average
THE Bank Street Group L.L.C. sits below the Connecticut disclosure average
THE Bank Street Group L.L.C. reports 0 BrokerCheck disclosures, 0.00× the Connecticut average of 3.5, lighter than most of the 111 graded firms filed there.
In Connecticut, 76 firms carry Grade A and 2 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Connecticut state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does THE Bank Street Group L.L.C. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, THE Bank Street Group L.L.C. ranks #18,286 of 20,055 by disclosure count (most disclosures first). Among firms registered in CT, it ranks #98 of 111 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for THE Bank Street Group L.L.C.?
A grade of A means THE Bank Street Group L.L.C. has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does THE Bank Street Group L.L.C. have?
THE Bank Street Group L.L.C. has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is THE Bank Street Group L.L.C.?
THE Bank Street Group L.L.C. operates 2 branch offices and is classified by FINRA as a small firm, registered in CT (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify THE Bank Street Group L.L.C.'s disciplinary record?
You can verify THE Bank Street Group L.L.C.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 116269. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. THE Bank Street Group L.L.C. currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to THE Bank Street Group L.L.C.'s 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to THE Bank Street Group L.L.C.'s 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to THE Bank Street Group L.L.C.'s 0.00
- Firms in CT - state roster that includes THE Bank Street Group L.L.C.'s registration home.
- How to Vet a Financial Advisor - Use THE Bank Street Group L.L.C.'s clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like THE Bank Street Group L.L.C.'s does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside THE Bank Street Group L.L.C..
- Compare firms - put THE Bank Street Group L.L.C. next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.