Branch offices
3 offices
FINRA: Small firm
CRD #144909 · FINRA BrokerCheck + SEC IAPD
THE M & a Group LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, THE M & a Group LLC ranks #18,399 of 20,055 by disclosure count (most disclosures first). Among firms registered in MN, it ranks #39 of 42 on the same disclosure sort used on the state browse page. THE M & a Group LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 3 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 3
- branch offices
- 0
- disclosures
- #18,399 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 144909 THE M & a Group LLC
THE M & a Group LLC · Grade A · 0 disc · 0.00/office · Small firm
- CRD 144909
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 3
- PER-OFF 0.00
- RANK #18,399 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
THE M & a Group LLC ranks #18,399 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 3 offices
Clean disclosure surface
THE M & a Group LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 3 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Stillwater, MN, 55082
- Formed
- 10/18/2006
- State of Formation
- Minnesota
- CRD Number
- 144909
- SEC Number
- 67684
Clean BrokerCheck surface
THE M & a Group LLC's clean BrokerCheck surface
THE M & a Group LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 3 branch offices (Grade A).
THE M & a Group LLC shows zero reportable disclosures across 3 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of THE M & a Group LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Minnesota cohort · 0.00× state average
THE M & a Group LLC sits below the Minnesota disclosure average
THE M & a Group LLC reports 0 BrokerCheck disclosures, 0.00× the Minnesota average of 13.1, lighter than most of the 42 graded firms filed there.
In Minnesota, 18 firms carry Grade A and 1 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Minnesota state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does THE M & a Group LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, THE M & a Group LLC ranks #18,399 of 20,055 by disclosure count (most disclosures first). Among firms registered in MN, it ranks #39 of 42 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for THE M & a Group LLC?
A grade of A means THE M & a Group LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does THE M & a Group LLC have?
THE M & a Group LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is THE M & a Group LLC?
THE M & a Group LLC operates 3 branch offices and is classified by FINRA as a small firm, registered in MN (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify THE M & a Group LLC's disciplinary record?
You can verify THE M & a Group LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 144909. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. THE M & a Group LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to THE M & a Group LLC's 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to THE M & a Group LLC's 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to THE M & a Group LLC's 0.00
- Firms in MN - state roster that includes THE M & a Group LLC's registration home.
- How to Vet a Financial Advisor - Use THE M & a Group LLC's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like THE M & a Group LLC's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside THE M & a Group LLC.
- Compare firms - put THE M & a Group LLC next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.