CRD #2936 · FINRA BrokerCheck + SEC IAPD

THE o.n. Equity Sales Company

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, THE o.n. Equity Sales Company ranks #800 of 20,055 by disclosure count (most disclosures first). Among firms registered in OH, it ranks #5 of 57 on the same disclosure sort used on the state browse page. THE o.n. Equity Sales Company carries 9 BrokerCheck disclosures across 186 branch offices - light load for a large firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
186
branch offices
9
disclosures
#800 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 2936 THE o.n. Equity Sales Company

THE o.n. Equity Sales Company · Grade B · 9 disc · 0.05/office · Large firm

  • CRD 2936
  • GRADE B
  • DISC 9
  • REG 7
  • ARB 2
  • CIV 0
  • BRANCH 186
  • PER-OFF 0.05
  • RANK #800 of 20,055
  • BOOK Large firm

Intensity peers

Nearest same-size peer: Santander Securities LLC (0.05 disc/office)

Santander Securities LLC0.05World Investments, LLC0.04Valic Financial Advisor…0.04THE o.n. Equity Sal… (this)0.05
Disclosures per office among large firm peers (lower is cleaner)

THE o.n. Equity Sales Company ranks #800 of 20,055 by disclosure count among graded broker-dealers; light load at 0.05 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

186 offices

FINRA: Medium firm

Total disclosures

9 events

On FINRA BrokerCheck

Regulatory events

7 actions

78% of all disclosures

Disclosures per office

0.05 per office

9 ÷ 186 offices

THE o.n. Equity Sales Company vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 92% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 7
Arbitrations 2
Civil Events 0
Total 9

Counts for THE o.n. Equity Sales Company reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 7 Arbitration 2 Civil 0

Firm Details

Firm Size
Medium
Scope
ACTIVE
Location
Cincinnati, OH
CRD Number
2936

Lower disclosures per office

THE o.n. Equity Sales Company in the heavier-disclosure third

THE o.n. Equity Sales Company carries 9 BrokerCheck disclosures across 186 branch offices - a heavier-third raw book among graded firms (#800 of 20,055). Regulator-initiated events are 78% of the book (7 regulatory / 2 arbitration / 0 civil).

THE o.n. Equity Sales Company runs 0.05 disclosures per branch office (cleaner than 92% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of THE o.n. Equity Sales Company's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Ohio cohort · 2.19× state average

THE o.n. Equity Sales Company sits above the Ohio disclosure average

THE o.n. Equity Sales Company reports 9 BrokerCheck disclosures, 2.19× the Ohio average of 4.1 across 57 graded firms with a principal-office state on file.

In Ohio, 26 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Ohio state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does THE o.n. Equity Sales Company sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, THE o.n. Equity Sales Company ranks #800 of 20,055 by disclosure count (most disclosures first). Among firms registered in OH, it ranks #5 of 57 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for THE o.n. Equity Sales Company?
A grade of B reflects THE o.n. Equity Sales Company's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (large firm). It carries 9 total disclosures across 186 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does THE o.n. Equity Sales Company have?
THE o.n. Equity Sales Company has 9 total FINRA disclosures, including 7 regulatory events, 2 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is THE o.n. Equity Sales Company?
THE o.n. Equity Sales Company operates 186 branch offices and is classified by FINRA as a medium firm, registered in OH (Large firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify THE o.n. Equity Sales Company's disciplinary record?
You can verify THE o.n. Equity Sales Company's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 2936. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). THE o.n. Equity Sales Company's 9 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid THE o.n. Equity Sales Company because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. THE o.n. Equity Sales Company carries 9 disclosures across 186 branch offices (about 0.05 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for THE o.n. Equity Sales Company, both outside OH so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • Santander Securities LLC (MA) - 0.05 disclosures/office, nearest large firm peer to THE o.n. Equity Sales Company's 0.05
  • World Investments, LLC (NJ) - 0.04 disclosures/office, nearest large firm peer to THE o.n. Equity Sales Company's 0.05
  • Valic Financial Advisors, Inc. (TX) - 0.04 disclosures/office, nearest large firm peer to THE o.n. Equity Sales Company's 0.05
  • Firms in OH - state roster that includes THE o.n. Equity Sales Company's registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade B firm like THE o.n. Equity Sales Company.
  • Reading BrokerCheck Reports - How THE o.n. Equity Sales Company's 0.05 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to THE o.n. Equity Sales Company.
  • Compare firms - put THE o.n. Equity Sales Company next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.