Branch offices
5 offices
FINRA: Small firm
CRD #135195 · FINRA BrokerCheck + SEC IAPD
Ullico Investment Company, LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Ullico Investment Company, LLC ranks #18,956 of 20,055 by disclosure count (most disclosures first). Among firms registered in MD, it ranks #24 of 24 on the same disclosure sort used on the state browse page. Ullico Investment Company, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 5 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 5
- branch offices
- 0
- disclosures
- #18,956 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 135195 Ullico Investment Company, LLC
Ullico Investment Company, LLC · Grade A · 0 disc · 0.00/office · Small firm
- CRD 135195
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 5
- PER-OFF 0.00
- RANK #18,956 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
Ullico Investment Company, LLC ranks #18,956 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 5 offices
Clean disclosure surface
Ullico Investment Company, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 5 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Silver Spring, MD
- CRD Number
- 135195
Clean BrokerCheck surface
Ullico Investment Company, LLC's clean BrokerCheck surface
Ullico Investment Company, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 5 branch offices (Grade A).
Ullico Investment Company, LLC shows zero reportable disclosures across 5 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Ullico Investment Company, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Maryland cohort · 0.00× state average
Ullico Investment Company, LLC sits below the Maryland disclosure average
Ullico Investment Company, LLC reports 0 BrokerCheck disclosures, 0.00× the Maryland average of 1.6, lighter than most of the 24 graded firms filed there.
In Maryland, 16 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Maryland state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Ullico Investment Company, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Ullico Investment Company, LLC ranks #18,956 of 20,055 by disclosure count (most disclosures first). Among firms registered in MD, it ranks #24 of 24 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Ullico Investment Company, LLC?
A grade of A means Ullico Investment Company, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Ullico Investment Company, LLC have?
Ullico Investment Company, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Ullico Investment Company, LLC?
Ullico Investment Company, LLC operates 5 branch offices and is classified by FINRA as a small firm, registered in MD (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Ullico Investment Company, LLC's disciplinary record?
You can verify Ullico Investment Company, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 135195. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Ullico Investment Company, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for Ullico Investment Company, LLC, both outside MD so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar branch footprint
Nearest cross-state graded firms by branch-office count (5 here).
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Ullico Investment Company, LLC's 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Ullico Investment Company, LLC's 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Ullico Investment Company, LLC's 0.00
- Firms in MD - state roster that includes Ullico Investment Company, LLC's registration home.
- How to Vet a Financial Advisor - Use Ullico Investment Company, LLC's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Ullico Investment Company, LLC's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Ullico Investment Company, LLC.
- Compare firms - put Ullico Investment Company, LLC next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.