Branch offices
4 offices
FINRA: Small firm
CRD #131558 · FINRA BrokerCheck + SEC IAPD
Universal Financial Services Inc.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Universal Financial Services Inc. ranks #19,040 of 20,055 by disclosure count (most disclosures first). Among firms registered in PR, it ranks #16 of 16 on the same disclosure sort used on the state browse page. Universal Financial Services Inc. has a clean FINRA BrokerCheck record, no reportable disclosures across its 4 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 4
- branch offices
- 0
- disclosures
- #19,040 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 131558 Universal Financial Services Inc.
Universal Financial Services Inc. · Grade A · 0 disc · 0.00/office · Small firm
- CRD 131558
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 4
- PER-OFF 0.00
- RANK #19,040 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
Universal Financial Services Inc. ranks #19,040 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 4 offices
Clean disclosure surface
Universal Financial Services Inc. has zero reportable FINRA BrokerCheck disclosures in this extract across 4 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Guaynabo, PR
- CRD Number
- 131558
Clean BrokerCheck surface
Universal Financial Services Inc.'s clean BrokerCheck surface
Universal Financial Services Inc. shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 4 branch offices (Grade A).
Universal Financial Services Inc. shows zero reportable disclosures across 4 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Universal Financial Services Inc.'s clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Puerto Rico cohort · 0.00× state average
Universal Financial Services Inc. sits below the Puerto Rico disclosure average
Universal Financial Services Inc. reports 0 BrokerCheck disclosures, 0.00× the Puerto Rico average of 2.1, lighter than most of the 16 graded firms filed there.
In Puerto Rico, 11 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Puerto Rico state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Universal Financial Services Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Universal Financial Services Inc. ranks #19,040 of 20,055 by disclosure count (most disclosures first). Among firms registered in PR, it ranks #16 of 16 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Universal Financial Services Inc.?
A grade of A means Universal Financial Services Inc. has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Universal Financial Services Inc. have?
Universal Financial Services Inc. has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Universal Financial Services Inc.?
Universal Financial Services Inc. operates 4 branch offices and is classified by FINRA as a small firm, registered in PR (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Universal Financial Services Inc.'s disciplinary record?
You can verify Universal Financial Services Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 131558. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Universal Financial Services Inc. currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Universal Financial Services Inc.'s 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Universal Financial Services Inc.'s 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Universal Financial Services Inc.'s 0.00
- Firms in PR - state roster that includes Universal Financial Services Inc.'s registration home.
- How to Vet a Financial Advisor - Use Universal Financial Services Inc.'s clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Universal Financial Services Inc.'s does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Universal Financial Services Inc..
- Compare firms - put Universal Financial Services Inc. next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.