Branch offices
4 offices
FINRA: Small firm
CRD #150892 · FINRA BrokerCheck + SEC IAPD
Watermill Institutional Trading LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Watermill Institutional Trading LLC ranks #19,481 of 20,055 by disclosure count (most disclosures first). Among firms registered in NJ, it ranks #110 of 114 on the same disclosure sort used on the state browse page. Watermill Institutional Trading LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 4 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 4
- branch offices
- 0
- disclosures
- #19,481 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 150892 Watermill Institutional Trading LLC
Watermill Institutional Trading LLC · Grade A · 0 disc · 0.00/office · Small firm
- CRD 150892
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 4
- PER-OFF 0.00
- RANK #19,481 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
Watermill Institutional Trading LLC ranks #19,481 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 4 offices
Clean disclosure surface
Watermill Institutional Trading LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 4 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Jersey City, NJ
- CRD Number
- 150892
Clean BrokerCheck surface
Watermill Institutional Trading LLC's clean BrokerCheck surface
Watermill Institutional Trading LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 4 branch offices (Grade A).
Watermill Institutional Trading LLC shows zero reportable disclosures across 4 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Watermill Institutional Trading LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
New Jersey cohort · 0.00× state average
Watermill Institutional Trading LLC sits below the New Jersey disclosure average
Watermill Institutional Trading LLC reports 0 BrokerCheck disclosures, 0.00× the New Jersey average of 12.9, lighter than most of the 114 graded firms filed there.
In New Jersey, 50 firms carry Grade A and 2 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New Jersey state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Watermill Institutional Trading LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Watermill Institutional Trading LLC ranks #19,481 of 20,055 by disclosure count (most disclosures first). Among firms registered in NJ, it ranks #110 of 114 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Watermill Institutional Trading LLC?
A grade of A means Watermill Institutional Trading LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Watermill Institutional Trading LLC have?
Watermill Institutional Trading LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Watermill Institutional Trading LLC?
Watermill Institutional Trading LLC operates 4 branch offices and is classified by FINRA as a small firm, registered in NJ (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Watermill Institutional Trading LLC's disciplinary record?
You can verify Watermill Institutional Trading LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 150892. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Watermill Institutional Trading LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Watermill Institutional Trading LLC's 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Watermill Institutional Trading LLC's 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Watermill Institutional Trading LLC's 0.00
- Firms in NJ - state roster that includes Watermill Institutional Trading LLC's registration home.
- How to Vet a Financial Advisor - Use Watermill Institutional Trading LLC's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Watermill Institutional Trading LLC's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Watermill Institutional Trading LLC.
- Compare firms - put Watermill Institutional Trading LLC next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.