Branch offices
2 offices
FINRA: Small firm
CRD #315364 · FINRA BrokerCheck + SEC IAPD
Wellesley Hills Securities
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Wellesley Hills Securities ranks #19,561 of 20,055 by disclosure count (most disclosures first). Among firms registered in MA, it ranks #96 of 98 on the same disclosure sort used on the state browse page. Wellesley Hills Securities has a clean FINRA BrokerCheck record, no reportable disclosures across its 2 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 2
- branch offices
- 0
- disclosures
- #19,561 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 315364 Wellesley Hills Securities
Wellesley Hills Securities · Grade A · 0 disc · 0.00/office · Small firm
- CRD 315364
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 2
- PER-OFF 0.00
- RANK #19,561 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
Wellesley Hills Securities ranks #19,561 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 2 offices
Clean disclosure surface
Wellesley Hills Securities has zero reportable FINRA BrokerCheck disclosures in this extract across 2 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Newton, MA
- CRD Number
- 315364
Clean BrokerCheck surface
Wellesley Hills Securities's clean BrokerCheck surface
Wellesley Hills Securities shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 2 branch offices (Grade A).
Wellesley Hills Securities shows zero reportable disclosures across 2 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Wellesley Hills Securities's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Massachusetts cohort · 0.00× state average
Wellesley Hills Securities sits below the Massachusetts disclosure average
Wellesley Hills Securities reports 0 BrokerCheck disclosures, 0.00× the Massachusetts average of 2.9, lighter than most of the 98 graded firms filed there.
In Massachusetts, 64 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Massachusetts state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Wellesley Hills Securities sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Wellesley Hills Securities ranks #19,561 of 20,055 by disclosure count (most disclosures first). Among firms registered in MA, it ranks #96 of 98 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Wellesley Hills Securities?
A grade of A means Wellesley Hills Securities has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Wellesley Hills Securities have?
Wellesley Hills Securities has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Wellesley Hills Securities?
Wellesley Hills Securities operates 2 branch offices and is classified by FINRA as a small firm, registered in MA (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Wellesley Hills Securities's disciplinary record?
You can verify Wellesley Hills Securities's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 315364. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Wellesley Hills Securities currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Wellesley Hills Securities's 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Wellesley Hills Securities's 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Wellesley Hills Securities's 0.00
- Firms in MA - state roster that includes Wellesley Hills Securities's registration home.
- How to Vet a Financial Advisor - Use Wellesley Hills Securities's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Wellesley Hills Securities's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Wellesley Hills Securities.
- Compare firms - put Wellesley Hills Securities next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.