Branch offices
2 offices
FINRA: Small firm
CRD #18488 · FINRA BrokerCheck + SEC IAPD
Wellfleet Investments LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Wellfleet Investments LLC ranks #19,562 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #850 of 868 on the same disclosure sort used on the state browse page. Wellfleet Investments LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 2 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 2
- branch offices
- 0
- disclosures
- #19,562 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 18488 Wellfleet Investments LLC
Wellfleet Investments LLC · Grade A · 0 disc · 0.00/office · Small firm
- CRD 18488
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 2
- PER-OFF 0.00
- RANK #19,562 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
Wellfleet Investments LLC ranks #19,562 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 2 offices
Clean disclosure surface
Wellfleet Investments LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 2 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Floral Park, NY
- CRD Number
- 18488
Clean BrokerCheck surface
Wellfleet Investments LLC's clean BrokerCheck surface
Wellfleet Investments LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 2 branch offices (Grade A).
Wellfleet Investments LLC shows zero reportable disclosures across 2 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Wellfleet Investments LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
New York cohort · 0.00× state average
Wellfleet Investments LLC sits below the New York disclosure average
Wellfleet Investments LLC reports 0 BrokerCheck disclosures, 0.00× the New York average of 8.7, lighter than most of the 868 graded firms filed there.
In New York, 513 firms carry Grade A and 7 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New York state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Wellfleet Investments LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Wellfleet Investments LLC ranks #19,562 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #850 of 868 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Wellfleet Investments LLC?
A grade of A means Wellfleet Investments LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Wellfleet Investments LLC have?
Wellfleet Investments LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Wellfleet Investments LLC?
Wellfleet Investments LLC operates 2 branch offices and is classified by FINRA as a small firm, registered in NY (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Wellfleet Investments LLC's disciplinary record?
You can verify Wellfleet Investments LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 18488. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Wellfleet Investments LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Wellfleet Investments LLC's 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Wellfleet Investments LLC's 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Wellfleet Investments LLC's 0.00
- Firms in NY - state roster that includes Wellfleet Investments LLC's registration home.
- How to Vet a Financial Advisor - Use Wellfleet Investments LLC's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Wellfleet Investments LLC's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Wellfleet Investments LLC.
- Compare firms - put Wellfleet Investments LLC next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.