Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
United Investment Services, Inc.
CRD: 16501
 - 0 0 A INACTIVE
United Investors Group
CRD: 123559
 - 0 0 - Unknown
United Investors International, Inc.
CRD: 22851
 - 0 0 A INACTIVE
United Managers Japan Inc.
CRD: 166897
 - 0 0 - Unknown
United Maritime Capital LLC
CRD: 283336
 - 0 0 - Unknown
United Pacific Financial Services, Inc.
CRD: 21632
 - 0 0 A INACTIVE
United Pacific Securities, Inc.
CRD: 21986
 - 0 0 A INACTIVE
United Planners' Financial Services of America a L…
CRD: 20804
 AZ 15 417 B Active
United Prime Society Inc
CRD: 341858
 - 0 1 - Unknown
United Property Investments Corp.
CRD: 21471
 - 1 0 B INACTIVE
United Republic Securities, Inc.
CRD: 21211
 - 0 0 A INACTIVE
United Resources, Inc.
CRD: 14898
 - 0 0 A INACTIVE
United Securities
CRD: 313375
 - 2 0 B INACTIVE
United Securities Advisors
CRD: 114299
 - 0 0 - Unknown
United Securities Alliance, Inc.
CRD: 36487
 - 8 0 D INACTIVE
United Securities and Investment Corporation
CRD: 10140
 - 0 0 A INACTIVE
United Securities and Trust
CRD: 38032
 - 0 0 A INACTIVE
United Securities Brokers, Inc.
CRD: 16884
 - 0 0 A INACTIVE
United Securities Group, Inc.
CRD: 37749
 - 0 0 A INACTIVE
United Securities of America, Inc.
CRD: 17768
 - 0 0 A INACTIVE
United Securities of America, Inc.
CRD: 15033
 - 0 0 A INACTIVE
United Securities, Inc.
CRD: 7010
 - 0 0 A INACTIVE
United Security Corporation
CRD: 13911
 - 1 0 B INACTIVE
United South Wealth Management, LLC
CRD: 291717
 - 0 0 - Unknown
United States Steel and Carnegie Pension Fund
CRD: 106864
 - 0 0 - Unknown
United Success Wealth Management
CRD: 327031
 - 0 2 - Unknown
United TAX and Estate Planning
CRD: 165304
 - 0 0 - Unknown
United Value Capital, LLC
CRD: 300533
 - 0 1 - Unknown
United Variable Services, Inc.
CRD: 38181
 - 0 0 A INACTIVE
United Wealth Advisors
CRD: 170593
 - 0 0 - Unknown
United Wealth Management, LLC
CRD: 133986
 - 0 5 - Unknown
United Wealth Planning, LLC
CRD: 238787
 - 0 0 - Unknown
Unitewright, LLC
CRD: 173182
 - 0 0 - Unknown
Uniting Wealth Partners
CRD: 332317
 - 0 13 - Unknown
Unitrust Securities Corp.
CRD: 18614
 - 0 0 A INACTIVE
Unity Angels Management Inc.
CRD: 340424
 - 0 1 - Unknown
Unity Financial LLC
CRD: 150255
 - 0 0 - Unknown
Unity Financial Planning Group LLC
CRD: 333889
 - 0 3 - Unknown
Unity Growth Fund I LLC
CRD: 327221
 - 0 1 - Unknown
Unity Partners
CRD: 322847
 - 0 1 - Unknown
Unity Wealth Partners
CRD: 316222
 - 0 1 - Unknown
Unity Wealth Strategies
CRD: 332777
 - 0 2 - Unknown
Universa Investments L.P.
CRD: 146052
 - 0 1 - Unknown
Universal Capital LLC
CRD: 324986
 - 0 1 - Unknown
Universal Capital Wealth Management
CRD: 300680
 - 0 0 - Unknown
Universal Financial Advisors, LLC
CRD: 318392
 - 0 6 - Unknown
Universal Financial Services Inc.
CRD: 131558
 PR 0 4 A Active
Universal Heritage Investments Corporation
CRD: 32
 - 0 0 A INACTIVE
Universal Programs, Inc.
CRD: 3644
 - 0 0 A INACTIVE
Universal Real Estate Equities, Inc.
CRD: 14696
 - 0 0 A INACTIVE
Page 1486 of 1601 (80,028 total)
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