Broker-Dealer Firms
251 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Cgis Securities LLC CRD: 155984 | FL | 0 | 5 | A | Active |
| Chilian Partners, L.P. CRD: 309899 | FL | 0 | 2 | A | Active |
| Cibest Capital Securities, LLC CRD: 316232 | FL | 0 | 4 | A | Active |
| Citadel Clearing LLC CRD: 172693 | FL | 0 | 2 | A | Active |
| Citadel Securities LLC CRD: 116797 | FL | 76 | 7 | D | Active |
| CNL Securities Corp. CRD: 10356 | FL | 1 | 2 | B | Active |
| Cobalt Capital, Inc. CRD: 136161 | FL | 1 | 2 | B | Active |
| Collage Venture Partners, LLC CRD: 316063 | FL | 0 | 2 | A | Active |
| Creand Securities CRD: 38964 | FL | 7 | 2 | C | Active |
| Credicorp Capital LLC CRD: 136791 | FL | 5 | 2 | C | Active |
| Crestwave Capital Partners LLC CRD: 332709 | FL | 0 | 2 | A | Active |
| Crosstree Capital Securities, LLC CRD: 154675 | FL | 0 | 2 | A | Active |
| CUE Capital Limited Partnership CRD: 132503 | FL | 0 | 2 | A | Active |
| Cultivate Capital Group, LLC CRD: 300634 | FL | 1 | 1 | B | Active |
| DAM Capital (USA) Inc. CRD: 154945 | FL | 0 | 2 | A | Active |
| Dawson James Securities, Inc. CRD: 130645 | FL | 16 | 2 | D | Active |
| Daybright Securities, LLC CRD: 293128 | FL | 0 | 4 | A | Active |
| Demeter Advisory Group, LLC CRD: 147602 | FL | 0 | 2 | A | Active |
| DMK Advisor Group, Inc. CRD: 41067 | FL | 5 | 25 | B | Active |
| Drake Star Securities LLC CRD: 131338 | FL | 0 | 6 | A | Active |
| Dunn Securities, LLC CRD: 305349 | FL | 0 | 2 | A | Active |
| Dynasty Securities, LLC CRD: 159076 | FL | 0 | 3 | A | Active |
| EFG Capital International CRD: 40118 | FL | 6 | 2 | C | Active |
| Egret Securities LLC CRD: 337349 | FL | 0 | 4 | A | Active |
| Enclave Capital LLC CRD: 22732 | FL | 3 | 3 | B | Active |
| Epic Capital Securities CRD: 166756 | FL | 1 | 2 | B | Active |
| Equapath Capital, LLC CRD: 313781 | FL | 0 | 2 | A | Active |
| Equifinancial LLC CRD: 136708 | FL | 1 | 2 | B | Active |
| Erudite Trading LLC CRD: 326690 | FL | 0 | 1 | A | Active |
| Eulav Securities LLC CRD: 156396 | FL | 0 | 1 | A | Active |
| European Family Office Institute LLC. CRD: 285357 | FL | 0 | 4 | A | Active |
| Farkas Capital CRD: 317570 | FL | 0 | 2 | A | Active |
| Farvahar Capital LLC CRD: 281901 | FL | 0 | 2 | A | Active |
| FCA Advisors, Inc. CRD: 143137 | FL | 1 | 2 | B | Active |
| Finantia USA Inc. CRD: 39120 | FL | 1 | 2 | B | Active |
| First Liberties Financial CRD: 14432 | FL | 2 | 2 | B | Active |
| Floww Private Markets US CRD: 328174 | FL | 0 | 2 | A | Active |
| Fmsbonds, Inc. CRD: 7793 | FL | 13 | 6 | C | Active |
| Folionet Financial LLC CRD: 283965 | FL | 0 | 2 | A | Active |
| Frontcourt Securities LLC CRD: 283590 | FL | 0 | 2 | A | Active |
| FT Global Capital, Inc. CRD: 141294 | FL | 0 | 3 | A | Active |
| Fundamental Securities CRD: 322182 | FL | 0 | 2 | A | Active |
| G. a. Repple & Company CRD: 17486 | FL | 10 | 35 | B | Active |
| GA PCCV BD, LLC CRD: 319308 | FL | 0 | 2 | A | Active |
| Galicia Capital US, LLC CRD: 329157 | FL | 0 | 2 | A | Active |
| GFG Securities, LLC CRD: 132602 | FL | 0 | 2 | A | Active |
| Glaucon Capital Partners, L.L.C. CRD: 103770 | FL | 0 | 3 | A | Active |
| Global Leisure Partners, LLC CRD: 134435 | FL | 0 | 4 | A | Active |
| Golf Host Securities, Inc. CRD: 11163 | FL | 1 | 2 | B | Active |
| Green Vista Capital, LLC CRD: 293630 | FL | 0 | 2 | A | Active |