Broker-Dealer Firms
189 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Energy Capital Solutions LLC CRD: 121191 | TX | 0 | 2 | A | Active |
| England Securities, LLC CRD: 129932 | TX | 0 | 4 | A | Active |
| Entoro Securities, LLC CRD: 35192 | TX | 1 | 2 | B | Active |
| ETC Brokerage Services, LLC CRD: 145276 | TX | 1 | 5 | B | Active |
| Evans Financial Services Group, Inc. CRD: 335764 | TX | 0 | 1 | A | Active |
| FB Securities, LLC CRD: 332916 | TX | 0 | 1 | A | Active |
| Finamex International, LLC CRD: 301726 | TX | 0 | 3 | A | Active |
| First Command Brokerage Services, Inc. CRD: 3641 | TX | 8 | 250 | B | Active |
| First Dallas Securities Incorporated CRD: 24549 | TX | 7 | 3 | C | Active |
| First Financial Securities of America, Inc. CRD: 13642 | TX | 0 | 6 | A | Active |
| First Public, LLC CRD: 128180 | TX | 0 | 2 | A | Active |
| First Western Securities, Inc. CRD: 19537 | TX | 5 | 13 | B | Active |
| Focus Strategies Merchant Banking, LLC CRD: 172021 | TX | 0 | 2 | A | Active |
| Frost Brokerage Services, Inc. CRD: 17465 | TX | 6 | 45 | B | Active |
| Fulcrum Capital Markets LLC CRD: 155634 | TX | 0 | 2 | A | Active |
| Futu Clearing Inc CRD: 298769 | TX | 0 | 3 | A | Active |
| GBM International, Inc. CRD: 28684 | TX | 6 | 2 | C | Active |
| Generational Capital Markets Inc. CRD: 145869 | TX | 0 | 5 | A | Active |
| Global Financial Services, L.L.C. CRD: 35699 | TX | 7 | 3 | C | Active |
| GRB Financial LLC CRD: 130490 | TX | 0 | 2 | A | Active |
| Guidestone Financial Services CRD: 148249 | TX | 0 | 2 | A | Active |
| Gulfstar Group I, Ltd. CRD: 28922 | TX | 0 | 2 | A | Active |
| Hamptonrock Partners CRD: 306647 | TX | 0 | 2 | A | Active |
| Hand Securities, Inc CRD: 45198 | TX | 0 | 2 | A | Active |
| Haveli Global Securities, LLC CRD: 323042 | TX | 0 | 2 | A | Active |
| Herndon Plant Oakley, Ltd. CRD: 44971 | TX | 0 | 5 | A | Active |
| Hext Capital Partners LLC CRD: 34040 | TX | 1 | 2 | B | Active |
| HGP Securities, LLC CRD: 148868 | TX | 0 | 2 | A | Active |
| Higginbotham Securities CRD: 335402 | TX | 0 | 2 | A | Active |
| Hilltop Securities Inc. CRD: 6220 | TX | 78 | 87 | C | Active |
| Hillworth Bank Partners CRD: 307454 | TX | 0 | 3 | A | Active |
| Hines Private Wealth Solutions LLC CRD: 128145 | TX | 1 | 4 | B | Active |
| HUB International Investment Services Inc. CRD: 150252 | TX | 0 | 2 | A | Active |
| Independent Investment Bankers, Corp. CRD: 154134 | TX | 0 | 5 | A | Active |
| International Research Securities, Inc. CRD: 19532 | TX | 1 | 2 | B | Active |
| Invesco Capital Markets, Inc. CRD: 6939 | TX | 6 | 7 | B | Active |
| Invesco Distributors, Inc. CRD: 7369 | TX | 3 | 35 | C | Active |
| Investors Brokerage of Texas, Ltd. CRD: 13037 | TX | 3 | 3 | B | Active |
| Kershner Securities, LLC CRD: 147653 | TX | 5 | 2 | C | Active |
| Kestra Investment Services, LLC CRD: 42046 | TX | 16 | 713 | B | Active |
| Kuykendall & Schneider, Inc. CRD: 6506 | TX | 1 | 2 | B | Active |
| KWM Securities LLC CRD: 327258 | TX | 0 | 2 | A | Active |
| L. B. Fisher & Company CRD: 7306 | TX | 0 | 2 | A | Active |
| LCT Capital, LLC CRD: 154233 | TX | 0 | 3 | A | Active |
| LEO Brokerage, LLC CRD: 109121 | TX | 2 | 7 | B | Active |
| Level Four Financial, LLC CRD: 25700 | TX | 8 | 78 | B | Active |
| Lido Securities, LLC CRD: 331956 | TX | 0 | 3 | A | Active |
| Long Bridge Securities, LLC CRD: 314519 | TX | 0 | 3 | A | Active |
| M&CO. Securities LLC CRD: 332390 | TX | 0 | 2 | A | Active |
| M. E. Allison & Co., Inc. CRD: 1047 | TX | 3 | 4 | B | Active |