Broker-Dealer Firms
251 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Securities Club Broker-Dealer, LLC CRD: 284893 | FL | 0 | 1 | A | Active |
| Securitize Markets, LLC CRD: 283256 | FL | 0 | 3 | A | Active |
| Seminario Securities CRD: 315218 | FL | 0 | 2 | A | Active |
| Sentinel Brokers Company, Inc. CRD: 40305 | FL | 1 | 3 | B | Active |
| Serendipity Securities LLC CRD: 333010 | FL | 0 | 2 | A | Active |
| Shearson Financial Services, LLC CRD: 38619 | FL | 8 | 6 | B | Active |
| Shiloh Advisors Inc. CRD: 338014 | FL | 0 | 3 | A | Active |
| Sine QUA NON Capital LLC CRD: 330483 | FL | 0 | 2 | A | Active |
| Snowbridge Securities LLC CRD: 301996 | FL | 0 | 2 | A | Active |
| Sorsby Financial Corp. CRD: 39437 | FL | 0 | 5 | A | Active |
| Sound Income Wealth, LLC CRD: 335726 | FL | 0 | 2 | A | Active |
| Spencer Clarke LLC CRD: 41316 | FL | 4 | 2 | B | Active |
| ST Global Markets USA LLC CRD: 324143 | FL | 0 | 1 | A | Active |
| Stark Financial Industries LLC CRD: 25169 | FL | 3 | 3 | B | Active |
| Statetrust Investments Inc. CRD: 104651 | FL | 7 | 2 | C | Active |
| Stillpoint Capital, LLC CRD: 133146 | FL | 0 | 2 | A | Active |
| Stoneliving Securities, LLC CRD: 153565 | FL | 0 | 2 | A | Active |
| Stonex Financial Inc. CRD: 45993 | FL | 76 | 28 | D | Active |
| Stonex International Securities Inc. CRD: 146667 | FL | 0 | 4 | A | Active |
| Sundial Group, LLC CRD: 158367 | FL | 0 | 2 | A | Active |
| T Capital Funding, LLC CRD: 128179 | FL | 0 | 2 | A | Active |
| Telesis Securities LLC CRD: 338007 | FL | 0 | 1 | A | Active |
| TH Global Capital Advisors Inc. CRD: 334543 | FL | 0 | 1 | A | Active |
| THE Sturges Company CRD: 17025 | FL | 0 | 2 | A | Active |
| Third Lake Associates, LLC CRD: 324388 | FL | 0 | 3 | A | Active |
| Timothy Partners, Ltd. CRD: 41835 | FL | 0 | 3 | A | Active |
| Trade-PMR Inc. CRD: 46350 | FL | 3 | 13 | B | Active |
| Tradelink Securities, LLC CRD: 131341 | FL | 5 | 3 | B | Active |
| Tradestation Securities, Inc. CRD: 39473 | FL | 33 | 22 | B | Active |
| Transpacific Group LLC CRD: 143869 | FL | 0 | 2 | A | Active |
| Trinity Wealth Securities, L.L.C. CRD: 104348 | FL | 1 | 27 | B | Active |
| Tudor Securities, LLC CRD: 287782 | FL | 0 | 2 | A | Active |
| Ucap Americas CRD: 173643 | FL | 0 | 2 | A | Active |
| United Capital Markets, Inc. CRD: 40980 | FL | 2 | 2 | B | Active |
| Valor Financial Securities LLC CRD: 150726 | FL | 0 | 2 | A | Active |
| Vasiliou & Company, Inc. CRD: 18454 | FL | 2 | 2 | B | Active |
| Vectorglobal WMG CRD: 32396 | FL | 4 | 6 | B | Active |
| Velox Clearing LLC CRD: 290215 | FL | 4 | 2 | B | Active |
| Vestra Advisors, LLC CRD: 327907 | FL | 0 | 3 | A | Active |
| Viewtrade Securities, Inc. CRD: 46987 | FL | 19 | 5 | C | Active |
| VSI Securities, Inc. CRD: 114419 | FL | 2 | 3 | B | Active |
| W Campion Capital LLC CRD: 171277 | FL | 0 | 2 | A | Active |
| Wallachbeth Capital LLC CRD: 147853 | FL | 2 | 4 | B | Active |
| Webull Securities (US) LLC CRD: 337940 | FL | 0 | 1 | A | Active |
| Welcome Life Securities, LLC CRD: 142281 | FL | 0 | 2 | A | Active |
| Westport Financial Services, L.L.C. CRD: 38449 | FL | 0 | 5 | A | Active |
| White Mountain Capital, LLC CRD: 104123 | FL | 2 | 3 | B | Active |
| Whitehall Capital Markets LLC CRD: 158885 | FL | 0 | 2 | A | Active |
| Zeus Financial, LLC CRD: 18192 | FL | 0 | 4 | A | Active |
| Zink Distribution Solutions CRD: 321983 | FL | 0 | 1 | A | Active |