Broker-Dealer Firms
17 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| 3Wire Advisory LLC CRD: 325241 | DC | 0 | 3 | A | Active |
| Chertoff Capital, LLC CRD: 145134 | DC | 0 | 2 | A | Active |
| Compass Point Research & Trading, LLC CRD: 126258 | DC | 0 | 4 | A | Active |
| EIG Global Energy Partners Capital Markets, LLC CRD: 288254 | DC | 0 | 3 | A | Active |
| Enverra Capital LLC CRD: 129103 | DC | 0 | 2 | A | Active |
| Folger Nolan Fleming Douglas Incorporated CRD: 319 | DC | 2 | 13 | B | Active |
| FTI Capital Advisors, LLC CRD: 123434 | DC | 1 | 8 | B | Active |
| GB Capital Markets LLC CRD: 25591 | DC | 1 | 2 | B | Active |
| Hamilton Clark Sustainable Capital, Inc. CRD: 26010 | DC | 0 | 4 | A | Active |
| Height Capital Markets CRD: 150659 | DC | 0 | 2 | A | Active |
| Iaff-FC Investments LLC CRD: 318120 | DC | 0 | 2 | A | Active |
| Kalorama Capital, LLC CRD: 104155 | DC | 0 | 2 | A | Active |
| Missionsquare Wealth Management CRD: 23189 | DC | 5 | 33 | B | Active |
| Olsen Palmer LLC CRD: 166536 | DC | 0 | 8 | A | Active |
| RSP Investments, LLC CRD: 161622 | DC | 0 | 2 | A | Active |
| Scully Capital Securities Corp. CRD: 20582 | DC | 0 | 2 | A | Active |
| Wachtel & Co., Inc. CRD: 3685 | DC | 2 | 2 | B | Active |