Broker-Dealer Firms
28 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| 3ICO SECURITIES LLC CRD: 173648 | PA | 0 | 1 | A | Active |
| AGILE TRADING TECHNOLOGIES, LLC CRD: 306627 | PA | 0 | 1 | A | Active |
| BA SECURITIES, LLC CRD: 153489 | PA | 0 | 1 | A | Active |
| CRESAP, INC. CRD: 25899 | PA | 3 | 1 | F | Active |
| D & D SECURITIES, INC. CRD: 31470 | PA | 16 | 0 | F | Active |
| DELAWARE DISTRIBUTORS, L.P. CRD: 14232 | PA | 3 | 1 | F | Active |
| DSP SECURITIES, LLC CRD: 298048 | PA | 0 | 1 | A | Active |
| E. E. POWELL & COMPANY INC. CRD: 3063 | PA | 0 | 1 | A | Active |
| EQT PARTNERS BD, LLC CRD: 322826 | PA | 0 | 1 | A | Active |
| FEDERATED SECURITIES CORP. CRD: 5009 | PA | 4 | 1 | F | Active |
| FORTUNE FINANCIAL SERVICES, INC. CRD: 42150 | PA | 4 | 1 | F | Active |
| FUND INVESTORS, INC. CRD: 20374 | PA | 1 | 1 | F | Active |
| GRIFFIN FINANCIAL GROUP, LLC CRD: 119004 | PA | 0 | 1 | A | Active |
| INX SECURITIES, LLC CRD: 162182 | PA | 0 | 1 | A | Active |
| J. ALDEN ASSOCIATES, INC. CRD: 40002 | PA | 4 | 1 | F | Active |
| J.A.K. SECURITIES, INC. CRD: 47866 | PA | 5 | 0 | F | Active |
| LARGO TRADING, L.P. CRD: 136801 | PA | 2 | 0 | F | Active |
| LINCOLN INVESTMENT CRD: 519 | PA | 7 | 1 | F | Active |
| M&CO. SECURITIES LLC CRD: 332390 | PA | 0 | 1 | A | Active |
| MCG SECURITIES LLC CRD: 163144 | PA | 0 | 1 | A | Active |
| MUFSON HOWE HUNTER & PARTNERS LLC CRD: 132353 | PA | 0 | 1 | A | Active |
| NEST INVESTMENTS BD LLC CRD: 294417 | PA | 0 | 1 | A | Active |
| NESTLERODE & LOY, INC. CRD: 2907 | PA | 1 | 1 | F | Active |
| OPENCASH CRD: 317007 | PA | 0 | 1 | A | Active |
| PHOENIX IB CRD: 132710 | PA | 0 | 1 | A | Active |
| QUOIN CAPITAL LLC CRD: 136160 | PA | 1 | 1 | F | Active |
| REVL SECURITIES, LLC CRD: 269839 | PA | 2 | 1 | F | Active |
| SUSQUEHANNA SECURITIES, LLC CRD: 35874 | PA | 60 | 1 | F | Active |