Broker-Dealer Firms
251 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Greenbird Capital LLC CRD: 306692 | FL | 1 | 2 | B | Active |
| GTS Securities LLC CRD: 149224 | FL | 38 | 7 | D | Active |
| Guzman & Company CRD: 21013 | FL | 5 | 5 | B | Active |
| GWN Securities Inc. CRD: 128929 | FL | 2 | 445 | B | Active |
| Harbor View Advisors, LLC CRD: 151817 | FL | 0 | 3 | A | Active |
| Hedgeco Securities, LLC CRD: 142498 | FL | 0 | 2 | A | Active |
| Heritage Capital Group, Inc. CRD: 44053 | FL | 0 | 3 | A | Active |
| Hewlett Point Securities, LLC CRD: 304127 | FL | 0 | 2 | A | Active |
| Holistic Brokerage, LLC CRD: 46001 | FL | 3 | 2 | B | Active |
| Hovey Capital Partners LLC CRD: 326512 | FL | 0 | 2 | A | Active |
| HWJ Capital Partners II, LLC CRD: 132135 | FL | 1 | 2 | B | Active |
| Hyde Park Capital Advisors, LLC CRD: 104271 | FL | 1 | 5 | B | Active |
| I-Bankers Securities, Inc. CRD: 41352 | FL | 2 | 3 | B | Active |
| ICD Securities Inc. CRD: 134910 | FL | 0 | 4 | A | Active |
| IF Securities LLC CRD: 306092 | FL | 0 | 1 | A | Active |
| IFP Securities, LLC CRD: 297287 | FL | 1 | 137 | B | Active |
| Ineo Capital, LLC CRD: 143262 | FL | 0 | 2 | A | Active |
| Inlet Securities, LLC CRD: 140278 | FL | 0 | 2 | A | Active |
| Inner Circle Sports LLC CRD: 127772 | FL | 0 | 2 | A | Active |
| Insigneo Securities, LLC CRD: 29249 | FL | 3 | 15 | B | Active |
| Insperex LLC CRD: 101420 | FL | 1 | 9 | B | Active |
| Inte Securities LLC CRD: 47107 | FL | 1 | 7 | B | Active |
| Integrity Investments, Inc. CRD: 31017 | FL | 0 | 2 | A | Active |
| Inter Securities LLC CRD: 317278 | FL | 0 | 3 | A | Active |
| Intercoastal Capital Markets, Inc. CRD: 83 | FL | 11 | 4 | C | Active |
| International Assets Advisory, LLC CRD: 10645 | FL | 10 | 88 | B | Active |
| Investifi Securities LLC CRD: 289604 | FL | 0 | 4 | A | Active |
| Invex, LLC. CRD: 30032 | FL | 3 | 2 | B | Active |
| IOA Securities, LLC CRD: 304185 | FL | 0 | 2 | A | Active |
| Itau International Securities Inc. CRD: 144769 | FL | 0 | 14 | A | Active |
| IUR Securities LLC CRD: 299039 | FL | 0 | 3 | A | Active |
| Iwpf Securities LLC CRD: 328645 | FL | 0 | 2 | A | Active |
| J.W. Cole Financial, Inc. CRD: 124583 | FL | 2 | 311 | B | Active |
| James I. Black & Company CRD: 1249 | FL | 3 | 3 | B | Active |
| Kapitall Generation, LLC CRD: 153157 | FL | 1 | 1 | B | Active |
| Kovack Securities Inc. CRD: 44848 | FL | 10 | 228 | B | Active |
| Kraken Securities CRD: 324343 | FL | 0 | 2 | A | Active |
| Lafise Securities LLC CRD: 115624 | FL | 2 | 2 | B | Active |
| Lampost Capital, L.C. CRD: 43706 | FL | 1 | 2 | B | Active |
| LAS Olas Capital Partners, LLC CRD: 297905 | FL | 0 | 2 | A | Active |
| Latin Securities Inc. CRD: 164117 | FL | 0 | 4 | A | Active |
| LCG Capital Advisors, LLC CRD: 129311 | FL | 0 | 2 | A | Active |
| Lexington Park Capital Markets, LLC CRD: 158815 | FL | 0 | 2 | A | Active |
| LIQUIDITY.IO, LLC CRD: 289499 | FL | 0 | 2 | A | Active |
| Mariva Capital Markets, LLC CRD: 156171 | FL | 1 | 2 | B | Active |
| MBS Capital Markets, LLC CRD: 155065 | FL | 0 | 5 | A | Active |
| MFR Securities, Inc. CRD: 36308 | FL | 0 | 3 | A | Active |
| Miura Capital, LLC CRD: 146193 | FL | 0 | 4 | A | Active |
| Money Concepts Capital Corp CRD: 12963 | FL | 11 | 378 | B | Active |
| Nelson Ivest Brokerage Services, Inc. CRD: 3002 | FL | 2 | 2 | B | Active |