Broker-Dealer Firms
114 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Kybora Capital LLC CRD: 323859 | NJ | 0 | 2 | A | Active |
| L.O. Thomas & Co. Inc. CRD: 23657 | NJ | 1 | 2 | B | Active |
| Libucki & Co., LLC CRD: 123066 | NJ | 1 | 2 | B | Active |
| Lightspeed Financial Services Group LLC CRD: 104369 | NJ | 47 | 3 | F | Active |
| Lord Abbett Distributor LLC CRD: 530 | NJ | 3 | 2 | D | Active |
| LS Securities, LLC CRD: 296764 | NJ | 0 | 2 | A | Active |
| Mafg RIA Services, Inc. CRD: 35690 | NJ | 0 | 2 | A | Active |
| Magv Securities, Inc. CRD: 142082 | NJ | 0 | 2 | A | Active |
| Mayhill Agency, LLC CRD: 6237 | NJ | 2 | 2 | B | Active |
| Memx Execution Services LLC CRD: 304129 | NJ | 0 | 2 | A | Active |
| Moomoo Financial Inc. CRD: 283078 | NJ | 5 | 3 | B | Active |
| Nationwide Planning Associates Inc. CRD: 31029 | NJ | 3 | 27 | B | Active |
| Navaid Financial Services, Inc. CRD: 42607 | NJ | 1 | 2 | B | Active |
| NCG Securities LLC CRD: 160481 | NJ | 1 | 2 | B | Active |
| Network 1 Financial Securities Inc. CRD: 13577 | NJ | 26 | 13 | B | Active |
| NEW Harbor Venture Partners LLC CRD: 283996 | NJ | 0 | 2 | A | Active |
| Novellus Services, LLC CRD: 336681 | NJ | 0 | 2 | A | Active |
| NW Capital Markets Inc. CRD: 17622 | NJ | 3 | 2 | B | Active |
| Nylife Distributors LLC CRD: 35350 | NJ | 2 | 33 | B | Active |
| Olden Lane Securities, LLC CRD: 173847 | NJ | 0 | 2 | A | Active |
| PAG Financial, LLC CRD: 307279 | NJ | 0 | 2 | A | Active |
| Pershing Advisor Solutions LLC CRD: 36671 | NJ | 17 | 7 | D | Active |
| Pershing LLC CRD: 7560 | NJ | 106 | 18 | D | Active |
| PGB Securities LLC CRD: 301472 | NJ | 0 | 3 | A | Active |
| President Street Global, LLC CRD: 318377 | NJ | 0 | 2 | A | Active |
| Pruco Securities, LLC. CRD: 5685 | NJ | 43 | 28 | D | Active |
| PTR, Inc. CRD: 31559 | NJ | 28 | 1 | F | Active |
| PTS Brokerage, LLC CRD: 119307 | NJ | 0 | 16 | A | Active |
| R. Seelaus & Co., LLC CRD: 14974 | NJ | 12 | 7 | B | Active |
| R.W. Smith & Associates, LLC CRD: 16605 | NJ | 1 | 6 | B | Active |
| Robert a. Stanger & Company, Inc. CRD: 11807 | NJ | 0 | 2 | A | Active |
| Rucker Capital Partners, LLC CRD: 128045 | NJ | 0 | 2 | A | Active |
| Sagetrader, LLC CRD: 137862 | NJ | 16 | 2 | D | Active |
| Scred Securities US LLC CRD: 332432 | NJ | 0 | 2 | A | Active |
| Sevenpoint Partners LLC CRD: 333073 | NJ | 0 | 3 | A | Active |
| Shorebridge Capital Securities, LLC CRD: 269991 | NJ | 0 | 2 | A | Active |
| Sterling, Grace Municipal Securities Corporation CRD: 7155 | NJ | 0 | 2 | A | Active |
| Stonington Drive Securities LLC CRD: 287876 | NJ | 0 | 2 | A | Active |
| Straus Capital, LLC CRD: 136093 | NJ | 0 | 2 | A | Active |
| Sturdivant & Co. Inc CRD: 24583 | NJ | 2 | 4 | B | Active |
| Sumridge Partners, LLC CRD: 152437 | NJ | 0 | 9 | A | Active |
| T.R. Winston & Company, LLC CRD: 10571 | NJ | 10 | 5 | B | Active |
| Tangent Capital Partners, LLC CRD: 146999 | NJ | 2 | 3 | B | Active |
| THE Jeffrey Matthews Financial Group, L.L.C. CRD: 41282 | NJ | 8 | 9 | B | Active |
| THE Leaders Group, Inc. CRD: 37157 | NJ | 4 | 73 | B | Active |
| THE Vertical Group CRD: 104353 | NJ | 13 | 4 | C | Active |
| THE Winning Edge Financial Group CRD: 35546 | NJ | 2 | 2 | B | Active |
| Themis Trading LLC CRD: 120116 | NJ | 0 | 2 | A | Active |
| Think Alpha Securities, LLC CRD: 300679 | NJ | 0 | 3 | A | Active |
| TOR Brokerage LLC CRD: 135274 | NJ | 1 | 1 | B | Active |