Broker-Dealer Firms
98 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| A.G. Quintal Investment Company Inc. CRD: 3115 | MA | 1 | 2 | B | Active |
| Aeris Partners LLC CRD: 153862 | MA | 0 | 3 | A | Active |
| AGC Partners CRD: 125958 | MA | 1 | 5 | B | Active |
| Alantra, LLC CRD: 22095 | MA | 0 | 3 | A | Active |
| Ascensus Broker Dealer Services, LLC CRD: 36478 | MA | 0 | 5 | A | Active |
| Back BAY Life Science Advisory, LLC CRD: 158846 | MA | 0 | 3 | A | Active |
| Bain Capital Markets, LLC CRD: 175456 | MA | 0 | 5 | A | Active |
| Baystate Capital Services, Inc. CRD: 38007 | MA | 0 | 2 | A | Active |
| Bellmark Partners, LLC CRD: 155357 | MA | 0 | 3 | A | Active |
| BFC Capital LLC CRD: 299519 | MA | 0 | 2 | A | Active |
| BHA Select Network, LLC CRD: 168883 | MA | 2 | 2 | B | Active |
| BJC Capital Advisors LLC CRD: 323156 | MA | 0 | 2 | A | Active |
| Bluefin Research Partners, Inc. CRD: 119582 | MA | 0 | 3 | A | Active |
| BML Securities LLC CRD: 167535 | MA | 0 | 3 | A | Active |
| Bolton Global Capital CRD: 15650 | MA | 14 | 76 | B | Active |
| Bolton Securities Corporation CRD: 129376 | MA | 2 | 151 | B | Active |
| Boston Partners Securities, L.L.C. CRD: 2998 | MA | 8 | 3 | C | Active |
| Bowen, Inc. CRD: 142930 | MA | 0 | 3 | A | Active |
| Brattle Advisors LLC CRD: 153875 | MA | 0 | 2 | A | Active |
| Brookwood Securities Partners, LLC CRD: 35187 | MA | 1 | 2 | B | Active |
| BTS Securities Corporation CRD: 8328 | MA | 1 | 3 | B | Active |
| Capstone Partners CRD: 132185 | MA | 1 | 15 | B | Active |
| CBC Securities, Inc. CRD: 46153 | MA | 0 | 1 | A | Active |
| CCA Capital LLC CRD: 154837 | MA | 0 | 3 | A | Active |
| Charles River Brokerage, LLC CRD: 132267 | MA | 0 | 2 | A | Active |
| Chestnut Partners, Inc. CRD: 38387 | MA | 0 | 2 | A | Active |
| Clarendon Insurance Agency, Inc. CRD: 7395 | MA | 0 | 3 | A | Active |
| Colchester Partners LLC CRD: 122062 | MA | 0 | 3 | A | Active |
| Columbia Management Investment Distributors, Inc. CRD: 840 | MA | 1 | 14 | B | Active |
| Commonwealth Financial Network CRD: 8032 | MA | 43 | 2,493 | B | Active |
| Compass Securities Corporation CRD: 16168 | MA | 1 | 8 | B | Active |
| Consensus Securities LLC CRD: 144684 | MA | 0 | 3 | A | Active |
| Curtis Point Capital CRD: 307399 | MA | 0 | 2 | A | Active |
| Davinci Capital Management, Inc. CRD: 46897 | MA | 2 | 7 | B | Active |
| Dunn Rush & Co. LLC CRD: 150769 | MA | 0 | 2 | A | Active |
| Easterly Securities LLC CRD: 281103 | MA | 0 | 3 | A | Active |
| Eaton Vance Distributors, Inc. CRD: 37731 | MA | 0 | 6 | A | Active |
| Exemplar Capital, LLC CRD: 155786 | MA | 0 | 5 | A | Active |
| EZE Castle Transaction Services LLC CRD: 132246 | MA | 0 | 2 | A | Active |
| Fidelity Prime Financing CRD: 299736 | MA | 0 | 6 | A | Active |
| Freitag Capital LLC CRD: 298349 | MA | 0 | 2 | A | Active |
| Fusefi Capital, LLC CRD: 140203 | MA | 0 | 3 | A | Active |
| Garrett Nagle & Co., Inc. CRD: 7071 | MA | 3 | 3 | B | Active |
| Green Pier Fintech LLC CRD: 313305 | MA | 0 | 7 | A | Active |
| Harken Capital Securities, LLC CRD: 163749 | MA | 0 | 4 | A | Active |
| Hoopoe Capital Markets, LLC CRD: 294271 | MA | 1 | 2 | B | Active |
| Huntwicke Securities, LLC CRD: 146993 | MA | 0 | 5 | A | Active |
| John Hancock Distributors LLC CRD: 5249 | MA | 6 | 13 | C | Active |
| John Hancock Investment Management Distributors LL… CRD: 28262 | MA | 2 | 15 | B | Active |
| Kaufman & Company, LLC CRD: 10924 | MA | 0 | 2 | A | Active |
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