Broker-Dealer Firms
36 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| American Century Investment Services Inc. CRD: 17437 | MO | 3 | 14 | B | Active |
| Arlington Securities, Inc. CRD: 19596 | MO | 4 | 15 | B | Active |
| Benjamin F. Edwards & Company, Inc. CRD: 146936 | MO | 3 | 255 | B | Active |
| Beyondtrade Securities Inc. CRD: 300439 | MO | 1 | 2 | B | Active |
| Burch & Company, Inc CRD: 102280 | MO | 1 | 8 | B | Active |
| Commerce Brokerage Services, Inc. CRD: 17140 | MO | 5 | 6 | B | Active |
| Consolidated Financial Investments, Inc. CRD: 18810 | MO | 3 | 3 | B | Active |
| Edward Jones CRD: 250 | MO | 325 | 18,742 | B | Active |
| FG Capital LC CRD: 125229 | MO | 0 | 2 | A | Active |
| First Bankers' Banc Securities, Inc CRD: 15041 | MO | 2 | 4 | B | Active |
| First Heartland Capital, Inc. CRD: 32460 | MO | 3 | 114 | B | Active |
| Forvis Mazars Capital Advisors, LLC CRD: 43427 | MO | 0 | 7 | A | Active |
| Heim, Young & Associates, Inc. CRD: 38993 | MO | 0 | 5 | A | Active |
| Huntleigh Securities Corporation CRD: 7456 | MO | 8 | 14 | B | Active |
| L.J. Hart and Company CRD: 28867 | MO | 4 | 4 | B | Active |
| Larson Financial Securities, LLC CRD: 152517 | MO | 0 | 19 | A | Active |
| Liquifi LLC CRD: 335263 | MO | 0 | 1 | A | Active |
| M&A Securities Group, Inc. CRD: 39999 | MO | 0 | 11 | A | Active |
| Middle Market Transactions, Inc. CRD: 133062 | MO | 0 | 3 | A | Active |
| N.I.S. Financial Services, Inc. CRD: 5361 | MO | 3 | 2 | D | Active |
| Penrod Financial Group CRD: 22785 | MO | 3 | 2 | B | Active |
| Rubinbrown Corporate Finance, LLC CRD: 322460 | MO | 0 | 3 | A | Active |
| Sable Capital LLC CRD: 113818 | MO | 2 | 2 | B | Active |
| Sauer, Dazey Investment Company CRD: 16085 | MO | 0 | 2 | A | Active |
| Saxony Securities, Inc. CRD: 115547 | MO | 3 | 47 | B | Active |
| Smith, Moore & Co. CRD: 3441 | MO | 9 | 16 | B | Active |
| Sogotrade, Inc. CRD: 17912 | MO | 9 | 4 | C | Active |
| Stern Brothers & Co. CRD: 16325 | MO | 1 | 10 | B | Active |
| Stifel, Nicolaus & Company, Incorporated CRD: 793 | MO | 251 | 757 | C | Active |
| Sunset Financial Services, Inc. CRD: 3538 | MO | 11 | 2 | C | Active |
| Tradebot Systems, Inc. CRD: 116571 | MO | 7 | 1 | D | Active |
| UMB Financial Services, Inc. CRD: 17073 | MO | 4 | 105 | B | Active |
| Valdes & Moreno, Inc. CRD: 37560 | MO | 4 | 3 | B | Active |
| Vestech Securities, Inc. CRD: 41409 | MO | 4 | 3 | B | Active |
| Wells Fargo Advisors Financial Network, LLC CRD: 11025 | MO | 74 | 2,019 | B | Active |
| Wells Fargo Clearing Services, LLC CRD: 19616 | MO | 489 | 7,651 | B | Active |