Broker-Dealer Firms
43 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Acalyx Advisors Inc. CRD: 174667 | VA | 0 | 5 | A | Active |
| Agecroft Partners, LLC CRD: 139227 | VA | 0 | 2 | A | Active |
| Anta Capital CRD: 333374 | VA | 0 | 4 | A | Active |
| Assetpoint Financial, LLC CRD: 168796 | VA | 0 | 2 | A | Active |
| Astrabit CRD: 331540 | VA | 0 | 1 | A | Active |
| B. Riley Securities, Inc. CRD: 25027 | VA | 14 | 14 | C | Active |
| Bayberry Securities, Inc. CRD: 304460 | VA | 0 | 2 | A | Active |
| Capital Brokerage Corporation CRD: 10465 | VA | 4 | 2 | B | Active |
| Cary Street Partners CRD: 128089 | VA | 0 | 18 | A | Active |
| Cooperative Securities CRD: 317969 | VA | 0 | 2 | A | Active |
| Davenport & Company LLC CRD: 1588 | VA | 19 | 65 | C | Active |
| DMG Securities, Inc. CRD: 15480 | VA | 4 | 2 | B | Active |
| Dominion Partners, L.C. CRD: 42910 | VA | 0 | 2 | A | Active |
| Edward Wolfe LLC CRD: 311009 | VA | 0 | 2 | A | Active |
| Euroscope Capital, LLC CRD: 310476 | VA | 0 | 2 | A | Active |
| First Dominion Capital Corp. CRD: 16330 | VA | 1 | 5 | B | Active |
| First Georgetown Securities, Inc. CRD: 5871 | VA | 18 | 3 | D | Active |
| Focus Securities LLC CRD: 150589 | VA | 0 | 2 | A | Active |
| FON Corporate Finance LLC CRD: 307905 | VA | 0 | 3 | A | Active |
| Frontier Securities CRD: 136102 | VA | 1 | 5 | B | Active |
| GIT Investment Services, Inc. CRD: 13818 | VA | 0 | 2 | A | Active |
| Gladstone Securities, LLC CRD: 127808 | VA | 0 | 3 | A | Active |
| Goldman Sachs Custody Solutions CRD: 48015 | VA | 8 | 8 | B | Active |
| Guidance Securities, LLC CRD: 121056 | VA | 0 | 2 | A | Active |
| Harris Williams CRD: 113930 | VA | 1 | 13 | B | Active |
| Homestead Financial Services Corp. CRD: 26643 | VA | 1 | 2 | B | Active |
| Jordon Voytek Capital Partners LLC CRD: 334115 | VA | 0 | 1 | A | Active |
| Kippsdesanto & Company CRD: 45763 | VA | 1 | 3 | B | Active |
| Marriott Securities, LLC CRD: 149323 | VA | 0 | 2 | A | Active |
| Mclaughlin Ryder Investments, Inc. CRD: 147529 | VA | 0 | 3 | A | Active |
| Mclean Securities, LLC CRD: 104117 | VA | 1 | 2 | B | Active |
| Meridian Investments, Inc. CRD: 13225 | VA | 2 | 3 | B | Active |
| Navy Federal Investment Services, LLC CRD: 138459 | VA | 0 | 234 | A | Active |
| Northwest Financial Group LLC CRD: 145064 | VA | 0 | 14 | A | Active |
| Pactolus Capital Partners CRD: 7518 | VA | 2 | 2 | B | Active |
| Scott James Group, Inc. CRD: 104374 | VA | 0 | 2 | A | Active |
| Spire Securities, LLC CRD: 144131 | VA | 3 | 16 | B | Active |
| Thompson Davis & Co., Inc. CRD: 41353 | VA | 2 | 4 | B | Active |
| Transact Capital Securities, LLC CRD: 133822 | VA | 0 | 2 | A | Active |
| Velerity Group, Inc. CRD: 42869 | VA | 1 | 2 | B | Active |
| Vest Securities, LLC CRD: 317379 | VA | 0 | 2 | A | Active |
| Wealthforge Distributors, LLC CRD: 330314 | VA | 0 | 2 | A | Active |
| YR Securities LLC CRD: 174708 | VA | 0 | 2 | A | Active |