Broker-Dealer Firms
16 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| ACALYX ADVISORS INC. CRD: 174667 | VA | 0 | 1 | A | Active |
| ANTA CAPITAL CRD: 333374 | VA | 0 | 1 | A | Active |
| CARY STREET PARTNERS CRD: 128089 | VA | 0 | 1 | A | Active |
| DMG SECURITIES, INC. CRD: 15480 | VA | 4 | 1 | F | Active |
| DOMINION PARTNERS, L.C. CRD: 42910 | VA | 0 | 1 | A | Active |
| EDWARD WOLFE LLC CRD: 311009 | VA | 0 | 1 | A | Active |
| FON CORPORATE FINANCE LLC CRD: 307905 | VA | 0 | 1 | A | Active |
| HARRIS WILLIAMS CRD: 113930 | VA | 1 | 1 | F | Active |
| MCLAUGHLIN RYDER INVESTMENTS, INC. CRD: 147529 | VA | 0 | 1 | A | Active |
| PACTOLUS CAPITAL PARTNERS CRD: 7518 | VA | 2 | 1 | F | Active |
| SCOTT JAMES GROUP, INC. CRD: 104374 | VA | 0 | 1 | A | Active |
| SPIRE SECURITIES, LLC CRD: 144131 | VA | 3 | 1 | F | Active |
| THOMPSON DAVIS & CO., INC. CRD: 41353 | VA | 2 | 1 | F | Active |
| VELERITY GROUP, INC. CRD: 42869 | VA | 1 | 1 | F | Active |
| VEST SECURITIES, LLC CRD: 317379 | VA | 0 | 1 | A | Active |
| YR SECURITIES LLC CRD: 174708 | VA | 0 | 1 | A | Active |