| 1 | ASTOR RIDGE N.A. LLP | 1 | 0 | A | NJ |
| 2 | CRI M&A ADVISORS, LLC | 1 | 0 | A | AL |
| 3 | AURUS ADVISORS, INC. | 1 | 0 | A | FL |
| 4 | AFW ASSOCIATES LLC | 1 | 0 | A | NY |
| 5 | AREAM ADVISORS LLC | 1 | 0 | A | CA |
| 6 | ACALYX ADVISORS INC. | 1 | 0 | A | VA |
| 7 | AVM, L.P. | 1 | 0 | A | FL |
| 8 | J. ALDEN ASSOCIATES, INC. | 1 | 4 | F | PA |
| 9 | ABG, LLC | 1 | 0 | A | NY |
| 10 | FOUNDERS M&A ADVISORY, LLC | 1 | 0 | A | AL |
| 11 | ASPEN ALPINE CAPITAL LLC | 1 | 0 | A | NY |
| 12 | ANTARCTICA ADVISORS, LLC | 1 | 0 | A | FL |
| 13 | ABN AMRO CLEARING USA LLC | 1 | 83 | F | IL |
| 14 | ATIS, INC | 1 | 0 | A | IN |
| 15 | ARIA CAPITAL ADVISORS, LLC | 1 | 0 | A | FL |
| 16 | CEA ATLANTIC ADVISORS, LLC | 1 | 0 | A | FL |
| 17 | AVID CAPITAL ADVISORS LLC | 1 | 0 | A | ID |
| 18 | BUNQ | 1 | 0 | A | NY |
| 19 | BENGUR BRYAN & CO., INC. | 1 | 0 | A | MD |
| 20 | BULLISH BOB BAGLEY SECURITIES, INC. | 1 | 0 | A | TX |
| 21 | B.B. GRAHAM & COMPANY, INC. | 1 | 7 | F | CA |
| 22 | NEUBERGER BERMAN BD LLC | 1 | 25 | F | NY |
| 23 | BUCKMAN, BUCKMAN & REID, INC. | 1 | 22 | F | NJ |
| 24 | BTIG, LLC | 1 | 12 | F | CA |
| 25 | BOWEN, INC. | 1 | 0 | A | MA |
| 26 | MSC - BD, LLC | 1 | 2 | F | OR |
| 27 | BOLT-X LLC | 1 | 3 | F | IL |
| 28 | BLAKESLEE AND BLAKESLEE INC. | 1 | 0 | A | CA |
| 29 | BABCOCK & BROWN SECURITIES LLC | 1 | 0 | A | CT |
| 30 | BD|CORTINA | 1 | 1 | F | UT |
| 31 | BROWN AND BROWN SECURITIES, INC. | 1 | 0 | A | TX |
| 32 | BANCO DO BRASIL SECURITIES LLC | 1 | 1 | F | FL |
| 33 | BACKSTROM MCCARLEY BERRY & CO., LLC | 1 | 0 | A | CA |
| 34 | D/B/A PALAZZO | 1 | 0 | A | NY |
| 35 | P G BOOLE, LLC | 1 | 0 | A | MA |
| 36 | BARDI CO. LLC | 1 | 0 | A | CA |
| 37 | BMO NESBITT BURNS SECURITIES LTD. | 1 | 1 | F | — |
| 38 | FIRST BANKERS' BANC SECURITIES, INC | 1 | 2 | F | MO |
| 39 | BACK BAY LIFE SCIENCE ADVISORY, LLC | 1 | 0 | A | MA |
| 40 | BULLTICK, LLC | 1 | 11 | F | FL |
| 41 | GA PCCV BD, LLC | 1 | 0 | A | FL |
| 42 | BONDS.COM LLC | 1 | 1 | F | NY |
| 43 | MINT BROKERS | 1 | 2 | F | NY |
| 44 | BROOKLANDS CAPITAL STRATEGIES BD, LP | 1 | 0 | A | CA |
| 45 | BIRKELBACH & CO. | 1 | 1 | F | FL |
| 46 | REDBIRD BD LLC | 1 | 0 | A | NY |
| 47 | WILLIAM BLAIR | 1 | 32 | F | IL |
| 48 | BLUE OCEAN ATS | 1 | 0 | A | FL |
| 49 | BFC CAPITAL LLC | 1 | 0 | A | MA |
| 50 | BGV SECURITIES | 1 | 0 | A | FL |
| 51 | BFINANCE US LTD. | 1 | 0 | A | — |
| 52 | DCM BROKERS, LLC | 1 | 0 | A | IL |
| 53 | D. BORAL CAPITAL | 1 | 2 | F | NY |
| 54 | BLV SECURITIES | 1 | 1 | F | NJ |
| 55 | BIDS TRADING L.P. | 1 | 2 | F | NY |
| 56 | CROFT & BENDER, LP | 1 | 0 | A | GA |
| 57 | BROWN BROTHERS HARRIMAN INVESTMENTS, LLC | 1 | 0 | A | NY |
| 58 | D. B. MCKENNA & CO., INC. | 1 | 1 | F | VT |
| 59 | C&C TRADING L.L.C. | 1 | 5 | F | CT |
| 60 | H. C. DENISON CO. | 1 | 3 | F | WI |
| 61 | CONNERS & CO., INC. | 1 | 8 | F | OH |
| 62 | CREWE CAPITAL | 1 | 0 | A | UT |
| 63 | CESTA CAPITAL | 1 | 0 | A | TX |
| 64 | CCA CAPITAL LLC | 1 | 0 | A | MA |
| 65 | CCO CAPITAL, LLC | 1 | 0 | A | AZ |
| 66 | CARNES CAPITAL CORPORATION | 1 | 5 | F | FL |
| 67 | CARTER CAPITAL CORPORATION | 1 | 0 | A | CT |
| 68 | MONEY CONCEPTS CAPITAL CORP | 1 | 11 | F | FL |
| 69 | LMV CAPITAL CORP. | 1 | 0 | A | NY |
| 70 | CAIS CAPITAL LLC | 1 | 0 | A | NY |
| 71 | IDB CAPITAL CORP. | 1 | 1 | F | NY |
| 72 | BRENDAN E. CRYAN AND COMPANY, L.L.C. | 1 | 5 | F | NY |
| 73 | COINBASE CAPITAL MARKETS CORP | 1 | 0 | A | NY |
| 74 | CG COMPASS (USA) LLC | 1 | 1 | F | NY |
| 75 | CAMPFIRE CAPITAL | 1 | 1 | F | NY |
| 76 | J. STREICHER & CO. L.L.C. | 1 | 9 | F | NY |
| 77 | CRITO CAPITAL LLC | 1 | 0 | A | CT |
| 78 | JW & CO. | 1 | 0 | A | CO |
| 79 | LAMPOST CAPITAL, L.C. | 1 | 1 | F | FL |
| 80 | COVIEW CAPITAL, INC. | 1 | 2 | F | NY |
| 81 | COBALT CAPITAL, INC. | 1 | 1 | F | FL |
| 82 | GEMINI CAPITAL L.L.C. | 1 | 0 | A | IL |
| 83 | MARCH CAPITAL CORP. | 1 | 0 | A | IL |
| 84 | PAR5 CAPITAL & CO LLC | 1 | 0 | A | FL |
| 85 | AEGIS CAPITAL CORP. | 1 | 42 | F | NY |
| 86 | H.C.WAINWRIGHT & CO., LLC | 1 | 16 | F | NY |
| 87 | AETHLON CAPITAL, L.L.C | 1 | 1 | F | MN |
| 88 | CREATIS CAPITAL LLC | 1 | 1 | F | ME |
| 89 | CREEKSTONE CAPITAL | 1 | 0 | A | TN |
| 90 | CNL SECURITIES CORP. | 1 | 1 | F | FL |
| 91 | ORE CAP ADVISORS L.L.C. | 1 | 0 | A | NY |
| 92 | CAPITAL CONNECT, LLC | 1 | 0 | A | FL |
| 93 | CULVERT CAPITAL LLC | 1 | 0 | A | IL |
| 94 | CAPIS | 1 | 9 | F | TX |
| 95 | CRC-IB | 1 | 0 | A | NY |
| 96 | MAY CAPITAL GROUP, L.L.C. | 1 | 0 | A | NY |
| 97 | CHERTOFF CAPITAL, LLC | 1 | 0 | A | DC |
| 98 | STARWOOD CAPITAL, L.L.C. | 1 | 0 | A | CT |
| 99 | CITADEL CLEARING LLC | 1 | 0 | A | FL |
| 100 | CURTIS POINT CAPITAL | 1 | 0 | A | MA |